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First Trust Developed Markets ex-US Small Cap AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FWM
1
Frontier Wealth Management
Missouri
$1.6M -$73.5K -1,892 -5%
Jane Street
2
Jane Street
New York
$1.15M +$312K +8,023 +42%
CS
3
Credit Suisse
Switzerland
$799K +$138K +3,555 +23%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$516K -$4.47K -115 -0.9%
LPL Financial
5
LPL Financial
California
$449K +$15.5K +400 +4%
Citadel Advisors
6
Citadel Advisors
Florida
$399K +$23.9K +615 +7%
Stifel Financial
7
Stifel Financial
Missouri
$323K -$16K -411 -5%
Morgan Stanley
8
Morgan Stanley
New York
$260K -$2.52K -65 -1%
Osaic Holdings
9
Osaic Holdings
Arizona
$152K -$38.7K -996 -22%
UBS Group
10
UBS Group
Switzerland
$81K +$4.23K +109 +6%
Bank of America
11
Bank of America
North Carolina
$70K -$9.83K -253 -13%
CFGS
12
Concourse Financial Group Securities
Alabama
$58K