First Trust Developed Markets ex-US Small Cap AlphaDEX Fund
FDTS
15 hedge funds and large institutions have $5.59M invested in First Trust Developed Markets ex-US Small Cap AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 9 increasing their positions, 4 reducing their positions, and 0 closing their positions.
125% more repeat investments, than reductions
Existing positions increased: 9 | Existing positions reduced: 4
12% more capital invested
Capital invested by funds: $5.01M → $5.59M (+$581K)
7% more funds holding
Funds holding: 14 → 15 (+1)
1.1% more ownership
Funds ownership: 56.85% → 57.95% (+1.1%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
FWM
Frontier Wealth Management
Kansas City,
Missouri
|
+$123K |
| 2 |
LPL Financial
San Diego,
California
|
+$85.8K |
| 3 |
Bank of America
Charlotte,
North Carolina
|
+$42.8K |
| 4 |
Jane Street
New York
|
+$41.8K |
| 5 |
CFGS
Concourse Financial Group Securities
Birmingham,
Alabama
|
+$28.3K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citadel Advisors
Miami,
Florida
|
-$135K |
| 2 |
CS
Credit Suisse
Zurich,
Switzerland
|
-$80.7K |
| 3 |
AG
Advisor Group
Phoenix,
Arizona
|
-$48.7K |
| 4 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$37 |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
FWM
1
Frontier Wealth Management
Kansas City,
Missouri
| $1.82M | +$123K | +3,315 | +8% |
|
|
2
Jane Street
New York
| $790K | +$41.8K | +1,130 | +6% |
|
3
Stifel Financial
St. Louis,
Missouri
| $639K | +$11.4K | +308 | +2% |
|
|
CS
4
Credit Suisse
Zurich,
Switzerland
| $630K | -$80.7K | -2,182 | -12% |
|
|
5
Citadel Advisors
Miami,
Florida
| $538K | -$135K | -3,661 | -21% |
|
|
6
LPL Financial
San Diego,
California
| $347K | +$85.8K | +2,320 | +35% |
|
7
Morgan Stanley
New York
| $248K | +$5.36K | +145 | +2% |
|
|
AG
8
Advisor Group
Phoenix,
Arizona
| $217K | -$48.7K | -1,316 | -19% |
|
|
9
Bank of America
Charlotte,
North Carolina
| $162K | +$42.8K | +1,157 | +38% |
|
10
UBS Group
Zurich,
Switzerland
| $103K | +$28.1K | +759 | +40% |
|
|
CFGS
11
Concourse Financial Group Securities
Birmingham,
Alabama
| $56K | +$28.3K | +764 | +111% |
|
|
12
Royal Bank of Canada
Toronto,
Ontario, Canada
| $37K | -$37 | -1 | -0.1% |
|
|
IA
13
IFP Advisors
Tampa,
Florida
| $8K | – | – | – |
|
14
Wells Fargo
San Francisco,
California
| – | +$37 | +1 | +100% |
|
|
FHA
15
First Horizon Advisors
Memphis,
Tennessee
| – | +$666 | +18 | New |
|
FDTS Hedge Fund Activity: Q4 2019 in Review
15 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Developed Markets ex-US Small Cap AlphaDEX Fund (FDTS) for Q4 2019, worth a combined $5.59M — up 12% from $5.01M a quarter earlier.
Buyers outnumbered sellers: 1 fund opened new FDTS positions and 0 closed out — a net gain of 1 holder — while 9 added to existing stakes and 4 trimmed.
The largest buyer was Frontier Wealth Management, adding an estimated $123K. The largest seller was Citadel Advisors, cutting an estimated $135K.
- 15 institutional investors held First Trust Developed Markets ex-US Small Cap AlphaDEX Fund (FDTS) as of Q4 2019, up from 14 in Q3 2019.
- Funds reported $5.59M of First Trust Developed Markets ex-US Small Cap AlphaDEX Fund stock for Q4 2019, up 12% quarter-over-quarter.
- 1 fund opened new First Trust Developed Markets ex-US Small Cap AlphaDEX Fund positions in Q4 2019 and 0 closed out, a net change of +1 holder.
- The largest First Trust Developed Markets ex-US Small Cap AlphaDEX Fund buyer in Q4 2019 was Frontier Wealth Management, an estimated $123K added.
- The largest First Trust Developed Markets ex-US Small Cap AlphaDEX Fund seller in Q4 2019 was Citadel Advisors, an estimated $135K sold.
Based on aggregated 13F filings for Q4 2019.