First Trust Developed Markets ex-US Small Cap AlphaDEX Fund
FDTS
12 hedge funds and large institutions have $5.04M invested in First Trust Developed Markets ex-US Small Cap AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 5 increasing their positions, 2 reducing their positions, and 3 closing their positions.
150% more repeat investments, than reductions
Existing positions increased: 5 | Existing positions reduced: 2
0% less capital invested
Capital invested by funds: $5.07M → $5.04M (-$24K)
5.2% less ownership
Funds ownership: 66.52% → 61.32% (-5.2%)
25% less funds holding
Funds holding: 16 → 12 (-4)
67% less first-time investments, than exits
New positions opened: 1 | Existing positions closed: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
VF
Virtu Financial
New York
|
+$1.3M |
| 2 |
FWM
Frontier Wealth Management
Kansas City,
Missouri
|
+$73.6K |
| 3 |
Morgan Stanley
New York
|
+$69.3K |
| 4 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
+$39.9K |
| 5 |
Jane Street
New York
|
+$7.14K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Stifel Financial
St. Louis,
Missouri
|
-$398K |
| 2 |
DADC
D.A. Davidson & Co
Great Falls,
Montana
|
-$38K |
| 3 |
ADL
Asset Dedication LLC
San Francisco,
California
|
-$9K |
| 4 |
Bank of America
Charlotte,
North Carolina
|
-$5.78K |
| 5 |
UBS Group
Zurich,
Switzerland
|
-$1.32K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
VF
1
Virtu Financial
New York
| $1.34M | +$1.3M | +32,520 | New |
|
|
2
Jane Street
New York
| $1.32M | +$7.14K | +179 | +0.6% |
|
|
FWM
3
Frontier Wealth Management
Kansas City,
Missouri
| $1.27M | +$73.6K | +1,845 | +6% |
|
|
AFP
4
Ausdal Financial Partners
Davenport,
Iowa
| $491K | – | – | – |
|
|
5
Morgan Stanley
New York
| $272K | +$69.3K | +1,739 | +36% |
|
|
LTFS
6
Ladenburg Thalmann Financial Services
Miami,
Florida
| $130K | +$39.9K | +1,002 | +47% |
|
|
7
Bank of America
Charlotte,
North Carolina
| $84K | -$5.78K | -145 | -7% |
|
|
IA
8
IFP Advisors
Tampa,
Florida
| $74K | – | – | – |
|
|
BFEC
9
Benjamin F. Edwards & Company
St. Louis,
Missouri
| $27K | – | – | – |
|
|
10
UBS Group
Zurich,
Switzerland
| $20K | -$1.32K | -33 | -6% |
|
11
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $15K | +$80 | +2 | +0.6% |
|
|
12
Stifel Financial
St. Louis,
Missouri
| – | -$398K | -10,440 | Closed |
|
|
DADC
13
D.A. Davidson & Co
Great Falls,
Montana
| – | -$38K | -1,000 | Closed |
|
|
ADL
14
Asset Dedication LLC
San Francisco,
California
| – | -$9K | -225 | Closed |
|
FDTS Hedge Fund Activity: Q3 2017 in Review
12 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in First Trust Developed Markets ex-US Small Cap AlphaDEX Fund (FDTS) for Q3 2017, worth a combined $5.04M — down 0.47% from $5.07M a quarter earlier.
Sellers outnumbered buyers: 3 funds closed out of FDTS and 1 opened new positions — a net loss of 2 holders — while 2 trimmed existing stakes and 5 added.
The largest buyer was Virtu Financial, opening a new position worth an estimated $1.3M. The largest seller was Stifel Financial, exiting entirely with an estimated $398K sold.
- 12 institutional investors held First Trust Developed Markets ex-US Small Cap AlphaDEX Fund (FDTS) as of Q3 2017, down from 16 in Q2 2017.
- Funds reported $5.04M of First Trust Developed Markets ex-US Small Cap AlphaDEX Fund stock for Q3 2017, down 0.47% quarter-over-quarter.
- 1 fund opened new First Trust Developed Markets ex-US Small Cap AlphaDEX Fund positions in Q3 2017 and 3 closed out, a net change of -2 holders.
- The largest First Trust Developed Markets ex-US Small Cap AlphaDEX Fund buyer in Q3 2017 was Virtu Financial, an estimated $1.3M added.
- The largest First Trust Developed Markets ex-US Small Cap AlphaDEX Fund seller in Q3 2017 was Stifel Financial, an estimated $398K sold.
Based on aggregated 13F filings for Q3 2017.