First Trust Developed Markets ex-US Small Cap AlphaDEX Fund
FDTS
10 hedge funds and large institutions have $2.13M invested in First Trust Developed Markets ex-US Small Cap AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 5 increasing their positions, 2 reducing their positions, and 1 closing their positions.
150% more repeat investments, than reductions
Existing positions increased: 5 | Existing positions reduced: 2
0% more funds holding
Funds holding: 10 → 10 (0)
0% more first-time investments, than exits
New positions opened: 1 | Existing positions closed: 1
5.01% less ownership
Funds ownership: 38.22% → 33.21% (-5%)
22% less capital invested
Capital invested by funds: $2.73M → $2.13M (-$606K)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
FWM
Frontier Wealth Management
Kansas City,
Missouri
|
+$667K |
| 2 |
Citadel Advisors
Miami,
Florida
|
+$243K |
| 3 |
Bank of America
Charlotte,
North Carolina
|
+$48.4K |
| 4 |
Morgan Stanley
New York
|
+$13.4K |
| 5 |
LTFS
Ladenburg Thalmann Financial Services
Miami,
Florida
|
+$2.79K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$1.28M |
| 2 |
Stifel Financial
St. Louis,
Missouri
|
-$64.7K |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$31.5K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
FWM
1
Frontier Wealth Management
Kansas City,
Missouri
| $896K | +$667K | +19,600 | +234% |
|
|
2
Morgan Stanley
New York
| $450K | +$13.4K | +394 | +3% |
|
|
3
Stifel Financial
St. Louis,
Missouri
| $294K | -$64.7K | -1,900 | -17% |
|
|
4
Citadel Advisors
Miami,
Florida
| $229K | +$243K | +7,149 | New |
|
|
LTFS
5
Ladenburg Thalmann Financial Services
Miami,
Florida
| $64K | +$2.79K | +82 | +4% |
|
|
6
Bank of America
Charlotte,
North Carolina
| $54K | +$48.4K | +1,420 | +516% |
|
|
7
Royal Bank of Canada
Toronto,
Ontario, Canada
| $49K | -$31.5K | -925 | -38% |
|
|
WA
8
WFG Advisors
Dallas,
Texas
| $49K | +$68 | +2 | +0.1% |
|
|
DADC
9
D.A. Davidson & Co
Great Falls,
Montana
| $41K | – | – | – |
|
|
10
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| – | -$1.28M | -35,845 | Closed |
|
FDTS Hedge Fund Activity: Q3 2015 in Review
10 of the 3,583 institutional investors tracked by Wall St. Rank reported a position in First Trust Developed Markets ex-US Small Cap AlphaDEX Fund (FDTS) for Q3 2015, worth a combined $2.13M — down 22% from $2.73M a quarter earlier.
Fund positioning in FDTS was balanced in Q3 2015: 1 fund opened new positions, 1 closed out, 5 added to existing stakes and 2 trimmed.
The largest buyer was Frontier Wealth Management, adding an estimated $667K. The largest seller was Susquehanna International Group, exiting entirely with an estimated $1.28M sold.
- 10 institutional investors held First Trust Developed Markets ex-US Small Cap AlphaDEX Fund (FDTS) as of Q3 2015, unchanged from Q2 2015.
- Funds reported $2.13M of First Trust Developed Markets ex-US Small Cap AlphaDEX Fund stock for Q3 2015, down 22% quarter-over-quarter.
- 1 fund opened new First Trust Developed Markets ex-US Small Cap AlphaDEX Fund positions in Q3 2015 and 1 closed out, a net change of 0 holders.
- The largest First Trust Developed Markets ex-US Small Cap AlphaDEX Fund buyer in Q3 2015 was Frontier Wealth Management, an estimated $667K added.
- The largest First Trust Developed Markets ex-US Small Cap AlphaDEX Fund seller in Q3 2015 was Susquehanna International Group, an estimated $1.28M sold.
Based on aggregated 13F filings for Q3 2015.