First Trust Developed Markets ex-US Small Cap AlphaDEX Fund
FDTS
9 hedge funds and large institutions have $1.85M invested in First Trust Developed Markets ex-US Small Cap AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 2 increasing their positions, 3 reducing their positions, and 1 closing their positions.
200% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 1
29% more funds holding
Funds holding: 7 → 9 (+2)
6.62% less ownership
Funds ownership: 41.07% → 34.45% (-6.6%)
21% less capital invested
Capital invested by funds: $2.34M → $1.85M (-$494K)
33% less repeat investments, than reductions
Existing positions increased: 2 | Existing positions reduced: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$76.9K |
| 2 |
WA
WFG Advisors
Dallas,
Texas
|
+$24.8K |
| 3 |
DADC
D.A. Davidson & Co
Great Falls,
Montana
|
+$15K |
| 4 |
Stifel Financial
St. Louis,
Missouri
|
+$8.55K |
| 5 |
TRCT
Tower Research Capital (TRC)
New York
|
+$3.75K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
NA
Navellier & Associates
Reno,
Nevada
|
-$255K |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$125K |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$70K |
| 4 |
Bank of America
Charlotte,
North Carolina
|
-$55.7K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
1
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
| $664K | -$70K | -1,865 | -9% |
|
|
2
Morgan Stanley
New York
| $560K | +$76.9K | +2,049 | +15% |
|
|
3
Stifel Financial
St. Louis,
Missouri
| $362K | +$8.55K | +228 | +2% |
|
|
4
Royal Bank of Canada
Toronto,
Ontario, Canada
| $155K | -$125K | -3,329 | -44% |
|
|
LTFS
5
Ladenburg Thalmann Financial Services
Miami,
Florida
| $53K | – | – | – |
|
|
WA
6
WFG Advisors
Dallas,
Texas
| $24K | +$24.8K | +660 | New |
|
|
7
Bank of America
Charlotte,
North Carolina
| $14K | -$55.7K | -1,486 | -79% |
|
|
DADC
8
D.A. Davidson & Co
Great Falls,
Montana
| $14K | +$15K | +400 | New |
|
|
TRCT
9
Tower Research Capital (TRC)
New York
| $4K | +$3.75K | +100 | New |
|
|
NA
10
Navellier & Associates
Reno,
Nevada
| – | -$255K | -6,684 | Closed |
|
FDTS Hedge Fund Activity: Q3 2014 in Review
9 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in First Trust Developed Markets ex-US Small Cap AlphaDEX Fund (FDTS) for Q3 2014, worth a combined $1.85M — down 21% from $2.34M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new FDTS positions and 1 closed out — a net gain of 2 holders — while 2 added to existing stakes and 3 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $76.9K. The largest seller was Navellier & Associates, exiting entirely with an estimated $255K sold.
- 9 institutional investors held First Trust Developed Markets ex-US Small Cap AlphaDEX Fund (FDTS) as of Q3 2014, up from 7 in Q2 2014.
- Funds reported $1.85M of First Trust Developed Markets ex-US Small Cap AlphaDEX Fund stock for Q3 2014, down 21% quarter-over-quarter.
- 3 funds opened new First Trust Developed Markets ex-US Small Cap AlphaDEX Fund positions in Q3 2014 and 1 closed out, a net change of +2 holders.
- The largest First Trust Developed Markets ex-US Small Cap AlphaDEX Fund buyer in Q3 2014 was Morgan Stanley, an estimated $76.9K added.
- The largest First Trust Developed Markets ex-US Small Cap AlphaDEX Fund seller in Q3 2014 was Navellier & Associates, an estimated $255K sold.
Based on aggregated 13F filings for Q3 2014.