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First Trust Developed Markets ex-US Small Cap AlphaDEX Fund

15 hedge funds and large institutions have $4.84M invested in First Trust Developed Markets ex-US Small Cap AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 6 increasing their positions, 5 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 5

6% less funds holding

Funds holding: 1615 (-1)

9.37% less ownership

Funds ownership: 57.88%48.5% (-9.4%)

43% less capital invested

Capital invested by funds: $8.45M → $4.84M (-$3.62M)

50% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 2

Holders
15
Holders Change
-1
Holders Change %
-6.25%
% of All Funds
0.33%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
6
Reduced
5
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FWM
1
Frontier Wealth Management
Missouri
$1.38M +$176K +4,838 +13%
Citadel Advisors
2
Citadel Advisors
Florida
$1.18M +$1.05M +28,761 +452%
CS
3
Credit Suisse
Switzerland
$811K +$670K +18,400 +310%
Jane Street
4
Jane Street
New York
$394K -$1.52M -41,780 -78%
Morgan Stanley
5
Morgan Stanley
New York
$385K -$441K -12,117 -51%
AG
6
Advisor Group
Arizona
$257K +$99.9K +2,743 +55%
Bank of America
7
Bank of America
North Carolina
$192K -$14.2K -389 -6%
CWA
8
Clarus Wealth Advisors
Arizona
$64K -$7.28K -200 -9%
NWM
9
Northwest Wealth Management
Iowa
$60K
CFGS
10
Concourse Financial Group Securities
Alabama
$45K +$34.8K +955 +225%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$32K
UBS Group
12
UBS Group
Switzerland
$26K +$6.22K +171 +28%
IA
13
IFP Advisors
Florida
$11K -$21.9K -601 -65%
GT
14
Glenmede Trust
Pennsylvania
$17 +$19.1K +525 New
LPL Financial
15
LPL Financial
California
-$1.94M -46,443 Closed
AFP
16
Ausdal Financial Partners
Iowa
-$498K -11,925 Closed

FDTS Hedge Fund Activity: Q4 2018 in Review

15 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in First Trust Developed Markets ex-US Small Cap AlphaDEX Fund (FDTS) for Q4 2018, worth a combined $4.84M — down 43% from $8.45M a quarter earlier.

Sellers outnumbered buyers: 2 funds closed out of FDTS and 1 opened new positions — a net loss of 1 holder — while 5 trimmed existing stakes and 6 added.

The largest buyer was Citadel Advisors, adding an estimated $1.05M. The largest seller was LPL Financial, exiting entirely with an estimated $1.94M sold.

  • 15 institutional investors held First Trust Developed Markets ex-US Small Cap AlphaDEX Fund (FDTS) as of Q4 2018, down from 16 in Q3 2018.
  • Funds reported $4.84M of First Trust Developed Markets ex-US Small Cap AlphaDEX Fund stock for Q4 2018, down 43% quarter-over-quarter.
  • 1 fund opened new First Trust Developed Markets ex-US Small Cap AlphaDEX Fund positions in Q4 2018 and 2 closed out, a net change of -1 holder.
  • The largest First Trust Developed Markets ex-US Small Cap AlphaDEX Fund buyer in Q4 2018 was Citadel Advisors, an estimated $1.05M added.
  • The largest First Trust Developed Markets ex-US Small Cap AlphaDEX Fund seller in Q4 2018 was LPL Financial, an estimated $1.94M sold.

Based on aggregated 13F filings for Q4 2018.