|
1
|
Karpus Investment Management
Pittsford,
New York
|
$37.5M
|
+$2.22M
|
+199,600
|
+6%
|
|
|
2
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$9.3M
|
+$859K
|
+77,103
|
+10%
|
|
|
3
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$8.88M
|
+$300K
|
+26,977
|
+4%
|
|
|
4
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$5.66M
|
+$434K
|
+38,972
|
+8%
|
|
|
5
|
|
$3.75M
|
-$213K
|
-19,164
|
-5%
|
|
|
6
|
1607 Capital Partners
Richmond,
Virginia
|
$2.53M
|
-$130K
|
-11,700
|
-5%
|
|
|
7
|
|
$2.07M
|
-$490K
|
-44,009
|
-19%
|
|
|
8
|
Icon Advisers
Greenwood Village,
Colorado
|
$2M
|
+$2M
|
+179,578
|
New
|
|
|
9
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$1.82M
|
+$5.03K
|
+452
|
+0.3%
|
|
|
10
|
|
$1.8M
|
-$15.1K
|
-1,360
|
-0.8%
|
|
|
11
|
Advisors Asset Management
Monument,
Colorado
|
$1.48M
|
+$826K
|
+74,155
|
+127%
|
|
|
12
|
Wells Fargo
San Francisco,
California
|
$1.23M
|
+$38.6K
|
+3,468
|
+3%
|
|
|
13
|
Wedbush Securities
Los Angeles,
California
|
$1.17M
|
+$263K
|
+23,626
|
+29%
|
|
|
14
|
Oxbow Advisors
Austin,
Texas
|
$1.11M
|
+$23.7K
|
+2,130
|
+2%
|
|
|
15
|
Cavalier Investments
Alpharetta,
Georgia
|
$938K
|
–
|
–
|
–
|
|
|
16
|
Bank of America
Charlotte,
North Carolina
|
$883K
|
+$7.18K
|
+645
|
+0.8%
|
|
|
17
|
Capital Investment Advisors
Atlanta,
Georgia
|
$848K
|
-$34.3K
|
-3,081
|
-4%
|
|
|
18
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$656K
|
-$37.9K
|
-3,400
|
-5%
|
|
|
19
|
Guggenheim Capital
Chicago,
Illinois
|
$492K
|
-$349K
|
-31,347
|
-42%
|
|
|
20
|
NWAM LLC
Mercer Island,
Washington
|
$462K
|
-$22.3K
|
-2,000
|
-5%
|
|
|
21
|
Naples Global Advisors
Naples,
Florida
|
$424K
|
+$1.11K
|
+100
|
+0.3%
|
|
|
22
|
Saba Capital Management
New York
|
$357K
|
–
|
–
|
–
|
|
|
23
|
UBS Group
Zurich,
Switzerland
|
$342K
|
+$42K
|
+3,770
|
+14%
|
|
|
24
|
AQR Arbitrage
Greenwich,
Connecticut
|
$339K
|
-$177K
|
-15,900
|
-34%
|
|
|
25
|
LPL Financial
San Diego,
California
|
$254K
|
+$32.7K
|
+2,938
|
+15%
|
|
