|
1
|
Karpus Investment Management
Pittsford,
New York
|
$8.33M
|
+$8.82M
|
+860,862
|
New
|
|
|
2
|
|
$7.33M
|
+$516K
|
+50,385
|
+7%
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$3.88M
|
-$1M
|
-97,816
|
-20%
|
|
|
4
|
|
$3.47M
|
-$312K
|
-30,433
|
-8%
|
|
|
5
|
1607 Capital Partners
Richmond,
Virginia
|
$2.43M
|
+$110K
|
+10,700
|
+4%
|
|
|
6
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$2.42M
|
+$1.19M
|
+115,731
|
+86%
|
|
|
7
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$2.24M
|
-$235K
|
-22,905
|
-9%
|
|
|
8
|
AQR Arbitrage
Greenwich,
Connecticut
|
$1.48M
|
-$65.4K
|
-6,377
|
-4%
|
|
|
9
|
|
$1.29M
|
–
|
–
|
–
|
|
|
10
|
Wells Fargo
San Francisco,
California
|
$1.09M
|
-$34.8K
|
-3,400
|
-3%
|
|
|
11
|
Capital Investment Advisors
Atlanta,
Georgia
|
$949K
|
-$4.29K
|
-419
|
-0.4%
|
|
|
12
|
Wolverine Asset Management
Chicago,
Illinois
|
$910K
|
+$82.6K
|
+8,061
|
+9%
|
|
|
13
|
Bank of America
Charlotte,
North Carolina
|
$719K
|
+$55.4K
|
+5,406
|
+8%
|
|
|
14
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$645K
|
+$32.8K
|
+3,203
|
+5%
|
|
|
15
|
Doliver Advisors
Houston,
Texas
|
$446K
|
-$479K
|
-46,723
|
-50%
|
|
|
16
|
Yorktown Management & Research Company
Forest,
Virginia
|
$445K
|
–
|
–
|
–
|
|
|
17
|
Naples Global Advisors
Naples,
Florida
|
$437K
|
-$16.8K
|
-1,640
|
-4%
|
|
|
18
|
LPL Financial
San Diego,
California
|
$423K
|
+$33.4K
|
+3,262
|
+8%
|
|
|
19
|
Landscape Capital Management
Englewood,
New Jersey
|
$384K
|
+$61.9K
|
+6,044
|
+18%
|
|
|
20
|
Geode Capital Management
Boston,
Massachusetts
|
$379K
|
–
|
–
|
–
|
|
|
21
|
TFS Capital
West Chester,
Pennsylvania
|
$312K
|
+$330K
|
+32,200
|
New
|
|
|
22
|
Wedbush Securities
Los Angeles,
California
|
$307K
|
+$15K
|
+1,466
|
+5%
|
|
|
23
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$254K
|
+$269K
|
+26,261
|
New
|
|
|
24
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$242K
|
-$297K
|
-28,974
|
-54%
|
|
|
25
|
UBS Group
Zurich,
Switzerland
|
$210K
|
+$48.3K
|
+4,711
|
+28%
|
|
