|
1
|
Karpus Investment Management
Pittsford,
New York
|
$34.5M
|
+$1.9M
|
+172,502
|
+6%
|
|
|
2
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$7.8M
|
+$1.52M
|
+137,696
|
+25%
|
|
|
3
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$6.53M
|
+$2.35M
|
+212,983
|
+60%
|
|
|
4
|
Bulldog Investors
Saddle Brook,
New Jersey
|
$4.7M
|
+$2.31M
|
+209,309
|
+104%
|
|
|
5
|
|
$4.01M
|
+$355K
|
+32,187
|
+10%
|
|
|
6
|
|
$3.79M
|
-$1.55M
|
-140,848
|
-30%
|
|
|
7
|
1607 Capital Partners
Richmond,
Virginia
|
$2.81M
|
-$3.86K
|
-350
|
-0.1%
|
|
|
8
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$1.93M
|
-$381K
|
-34,523
|
-17%
|
|
|
9
|
|
$1.86M
|
+$11K
|
+1,000
|
+0.6%
|
|
|
10
|
LPL Financial
San Diego,
California
|
$1.78M
|
-$1.93M
|
-174,950
|
-53%
|
|
|
11
|
Guggenheim Capital
Chicago,
Illinois
|
$1.51M
|
-$1.16M
|
-105,214
|
-44%
|
|
|
12
|
Wells Fargo
San Francisco,
California
|
$1.2M
|
-$122K
|
-11,014
|
-9%
|
|
|
13
|
Oxbow Advisors
Austin,
Texas
|
$1.14M
|
–
|
–
|
–
|
|
|
14
|
Capital Investment Advisors
Atlanta,
Georgia
|
$920K
|
-$61.9K
|
-5,612
|
-7%
|
|
|
15
|
Bank of America
Charlotte,
North Carolina
|
$919K
|
+$144K
|
+13,021
|
+19%
|
|
|
16
|
Wedbush Securities
Los Angeles,
California
|
$774K
|
+$106K
|
+9,602
|
+17%
|
|
|
17
|
AQR Arbitrage
Greenwich,
Connecticut
|
$773K
|
-$253K
|
-22,962
|
-25%
|
|
|
18
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$711K
|
-$20.2K
|
-1,829
|
-3%
|
|
|
19
|
NWAM LLC
Mercer Island,
Washington
|
$497K
|
-$11.1K
|
-1,007
|
-2%
|
|
|
20
|
Naples Global Advisors
Naples,
Florida
|
$434K
|
–
|
–
|
–
|
|
|
21
|
Saba Capital Management
New York
|
$366K
|
–
|
–
|
–
|
|
|
22
|
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
$349K
|
+$24K
|
+2,178
|
+8%
|
|
|
23
|
Shaker Financial Services
Arlington,
Virginia
|
$322K
|
+$310K
|
+28,112
|
New
|
|
|
24
|
UBS Group
Zurich,
Switzerland
|
$310K
|
+$140K
|
+12,670
|
+88%
|
|
|
25
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$207K
|
+$200K
|
+18,091
|
New
|
|
