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Northern Trust STOXX US ESG Select ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$41.7M +$1.46M +19,894 +4%
CAN
2
Cetera Advisor Networks
California
$2.94M +$231K +3,139 +9%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$948K +$26.1K +355 +3%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$937K +$565K +7,687 +171%
WDL
5
Well Done LLC
Michigan
$364K
LPL Financial
6
LPL Financial
California
$353K
HighTower Advisors
7
HighTower Advisors
Illinois
$322K
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$313K -$13.4K -183 -4%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$289K
Jane Street
10
Jane Street
New York
$274K +$262K +3,566 New
CT
11
Caldwell Trust
Florida
$177K +$169K +2,305 New
CFA
12
Carroll Financial Associates
North Carolina
$136K
RFWA
13
RPg Family Wealth Advisory
Massachusetts
$124K
Bank of America
14
Bank of America
North Carolina
$115K +$21.2K +289 +24%
AIP
15
Ameritas Investment Partners
Nebraska
$88K +$4.12K +56 +5%
AG
16
Advisor Group
Arizona
$25K -$15.9K -217 -40%
IA
17
IFP Advisors
Florida
$23K -$6.17K -84 -22%
LFG
18
LifePlan Financial Group
Ohio
$20K
UBS Group
19
UBS Group
Switzerland
$9K -$55.5K -756 -87%
Citigroup
20
Citigroup
New York
$2K
FAAS
21
First Allied Advisory Services
California
-$13K -190 Closed
AIC
22
Ameritas Investment Company
Nebraska
-$7K -100 Closed