First Allied Advisory Services’s FlexShares STOXX US ESG Select Index Fund ESG Stock Holding History

First Allied Advisory Services’s Portfolio ESG Stock Details ESG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-190	Closed	-$13K	–	1279
2019 Q3	$13K	Buy	+190	New	+$13.4K	﹤0.01%	1512

Other funds holding ESG

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

WDL

Well Done LLC Holland, Michigan $743M AUM 22.58% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $103B AUM 28.65% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

First Allied Advisory Services's ESG Position: Q4 2019 in Review

First Allied Advisory Services sold out of FlexShares STOXX US ESG Select Index Fund (ESG) in Q4 2019, closing a stake of 190 shares — an estimated $13K sold.

First Allied Advisory Services first reported a position in ESG in Q3 2019 and held it in 1 quarter. The position peaked at $13K in Q3 2019. 20 funds tracked by Wall St. Rank hold ESG as of Q4 2019.

First Allied Advisory Services reported no remaining FlexShares STOXX US ESG Select Index Fund position as of Q4 2019 after selling out during the quarter.
First Allied Advisory Services sold 190 FlexShares STOXX US ESG Select Index Fund shares in Q4 2019, an estimated $13K.
First Allied Advisory Services first reported a position in FlexShares STOXX US ESG Select Index Fund in Q3 2019 and held it in 1 quarter.
First Allied Advisory Services's FlexShares STOXX US ESG Select Index Fund position peaked at $13K in Q3 2019.
20 funds tracked by Wall St. Rank held FlexShares STOXX US ESG Select Index Fund as of Q4 2019.

Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.