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Northern Trust STOXX US ESG Select ETF
ESG

Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
1
LPL Financial
California
$8.07M +$846K +5,423 +12%
FNWM
2
Financial Network Wealth Management
Utah
$5.27M -$67.4K -432 -1%
FUBT
3
First United Bank & Trust
Maryland
$4.14M -$193K -1,235 -5%
Morgan Stanley
4
Morgan Stanley
New York
$3.03M -$118K -757 -4%
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$2.83M -$26.8K -172 -1%
RW
6
RVW Wealth
California
$2.54M +$312 +2 +0%
REMPR
7
Roof Eidam Maycock Peralta (REMP)
California
$1.43M +$156 +1 +0%
HI
8
Horizon Investments
North Carolina
$1.09M +$517K +3,316 +93%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.07M -$1.09M -7,016 -51%
FFS
10
Founders Financial Securities
Maryland
$991K +$418K +2,679 +75%
SIA
11
SGL Investment Advisors
Montana
$983K +$27.5K +176 +3%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$958K +$110K +703 +13%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$945K -$134K -858 -13%
GCG
14
Gilbert Capital Group
Maine
$902K -$20.1K -129 -2%
WDL
15
Well Done LLC
Michigan
$817K – – –
Bank of America
16
Bank of America
North Carolina
$787K +$38.8K +249 +5%
PA
17
Parallel Advisors
California
$708K – – –
CWWM
18
Curry Webb Wealth Management
Indiana
$692K +$682K +4,374 New
CAGAS
19
Capital Advisory Group Advisory Services
Minnesota
$633K – – –
IFA
20
Interactive Financial Advisors
Illinois
$562K -$2.38M -15,257 -81%
Citadel Advisors
21
Citadel Advisors
Florida
$549K -$2.28M -14,611 -81%
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$537K -$2.5K -16 -0.5%
Osaic Holdings
23
Osaic Holdings
Arizona
$518K +$780 +5 +0.2%
EWA
24
EP Wealth Advisors
California
$484K +$478K +3,061 New
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$438K -$11.7K -75 -3%
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