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Northern Trust STOXX US ESG Select ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
1
Northern Trust
Illinois
$34.5M +$2.08M +30,388 +7%
Cetera Advisor Networks
2
Cetera Advisor Networks
California
$2.3M +$936K +13,641 +71%
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$860K +$139K +2,021 +20%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$814K +$800K +11,663 New
Well Done LLC
5
Well Done LLC
Michigan
$330K – – –
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$295K +$290K +4,222 New
HighTower Advisors
7
HighTower Advisors
Illinois
$291K +$285K +4,157 New
LPL Financial
8
LPL Financial
California
$269K +$265K +3,859 New
Alaska Wealth Advisors
9
Alaska Wealth Advisors
Alaska
$241K – – –
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$218K -$565K -8,238 -73%
Rehmann Capital Advisory Group
11
Rehmann Capital Advisory Group
Michigan
$130K +$549 +8 +0.4%
Carroll Financial Associates
12
Carroll Financial Associates
North Carolina
$123K – – –
RPg Family Wealth Advisory
13
RPg Family Wealth Advisory
Massachusetts
$112K +$10.3K +150 +10%
Bank of America
14
Bank of America
North Carolina
$88K – – –
LFG
15
LifePlan Financial Group
Ohio
$18K – – –
Advisor Group
16
Advisor Group
Arizona
$7K – – –
Ameritas Investment Partners
17
Ameritas Investment Partners
Nebraska
$6K +$6.52K +95 New
Jane Street
18
Jane Street
New York
– -$702K -10,462 Closed
Ladenburg Thalmann Financial Services
19
Ladenburg Thalmann Financial Services
Florida
– -$7K -98 Closed
Fidelity Investments
20
Fidelity Investments
Massachusetts
– +$69 +1 New
Wells Fargo
21
Wells Fargo
California
– +$69 +1 New