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Northern Trust STOXX US ESG Select ETF
ESG

Name Holding Trade Value Shares
Change 		Change in
Stake
LPL Financial
1
LPL Financial
California
$7.03M +$448K +2,989 +7%
FNWM
2
Financial Network Wealth Management
Utah
$5.29M +$5.05M +33,725 New
FUBT
3
First United Bank & Trust
Maryland
$4.22M -$163K -1,091 -4%
Morgan Stanley
4
Morgan Stanley
New York
$3.07M +$16K +107 +0.5%
IFA
5
Interactive Financial Advisors
Illinois
$2.9M -$2.47M -16,483 -47%
Citadel Advisors
6
Citadel Advisors
Florida
$2.79M +$2.13M +14,218 +368%
Susquehanna International Group
7
Susquehanna International Group
Pennsylvania
$2.79M +$1.11M +7,377 +69%
RW
8
RVW Wealth
California
$2.47M -$24.6K -164 -1%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.12M +$414K +2,762 +25%
REMPR
10
Roof Eidam Maycock Peralta (REMP)
California
$1.39M -$30.1K -201 -2%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.05M +$599 +4 +0.1%
SIA
12
SGL Investment Advisors
Montana
$943K +$28.9K +193 +3%
GCG
13
Gilbert Capital Group
Maine
$899K -$22.5K -150 -3%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$825K -$36K -240 -4%
WDL
15
Well Done LLC
Michigan
$796K -$150 -1 -0%
Bank of America
16
Bank of America
North Carolina
$729K -$10.8K -72 -2%
PA
17
Parallel Advisors
California
$690K – – –
CAGAS
18
Capital Advisory Group Advisory Services
Minnesota
$617K – – –
FFS
19
Founders Financial Securities
Maryland
$552K +$537K +3,582 New
HI
20
Horizon Investments
North Carolina
$552K +$537K +3,582 New
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$526K +$511K +3,410 New
Osaic Holdings
22
Osaic Holdings
Arizona
$504K -$6.14K -41 -1%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$439K +$18.6K +124 +5%
MGWA
24
Monument Group Wealth Advisors
Massachusetts
$367K – – –
Goldman Sachs
25
Goldman Sachs
New York
$330K – – –
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