|
1
|
Karpus Investment Management
Pittsford,
New York
|
$21.3M
|
+$155K
|
+12,979
|
+0.8%
|
|
|
2
|
Mackay Shields LLC
New York
|
$6.08M
|
–
|
–
|
–
|
|
|
3
|
Wealthspire Advisors (New York)
New York
|
$4.88M
|
-$610K
|
-50,903
|
-11%
|
|
|
4
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$4.51M
|
+$1.81M
|
+151,126
|
+70%
|
|
|
5
|
Guggenheim Capital
Chicago,
Illinois
|
$3.72M
|
+$37.9K
|
+3,160
|
+1%
|
|
|
6
|
UBS Group
Zurich,
Switzerland
|
$3.31M
|
+$1.47M
|
+122,868
|
+84%
|
|
|
7
|
Claybrook Capital
Wellesley,
Massachusetts
|
$3.16M
|
–
|
–
|
–
|
|
|
8
|
Bank of America
Charlotte,
North Carolina
|
$2.49M
|
+$31.3K
|
+2,614
|
+1%
|
|
|
9
|
Fiera Capital (Canada)
Montreal,
Quebec, Canada
|
$2.35M
|
+$42.5K
|
+3,547
|
+2%
|
|
|
10
|
Saba Capital Management
New York
|
$1.94M
|
+$1.89M
|
+158,124
|
New
|
|
|
11
|
1607 Capital Partners
Richmond,
Virginia
|
$1.79M
|
–
|
–
|
–
|
|
|
12
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$1.34M
|
-$9.58K
|
-800
|
-0.7%
|
|
|
13
|
Moors & Cabot
Boston,
Massachusetts
|
$940K
|
+$240K
|
+20,000
|
+35%
|
|
|
14
|
|
$935K
|
-$316K
|
-26,404
|
-26%
|
|
|
15
|
|
$800K
|
-$14.2K
|
-1,183
|
-2%
|
|
|
16
|
Wells Fargo
San Francisco,
California
|
$566K
|
-$30.4K
|
-2,536
|
-5%
|
|
|
17
|
Mariner Investment Group
Harrison,
New York
|
$505K
|
+$493K
|
+41,138
|
New
|
|
|
18
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$356K
|
–
|
–
|
–
|
|
|
19
|
Dakota Wealth Management
Palm Beach Gardens,
Florida
|
$328K
|
–
|
–
|
–
|
|
|
20
|
Horizon Kinetics Asset Management
New York
|
$305K
|
+$20.5K
|
+1,713
|
+7%
|
|
|
21
|
Mercer Global Advisors
Denver,
Colorado
|
$271K
|
+$2.94K
|
+245
|
+1%
|
|
|
22
|
Envestnet Asset Management
Chicago,
Illinois
|
$271K
|
+$264K
|
+22,053
|
New
|
|
|
23
|
AJ Wealth Strategies
New York
|
$264K
|
–
|
–
|
–
|
|
|
24
|
Thomas J. Herzfeld Advisors
Miami Beach,
Florida
|
$257K
|
+$250K
|
+20,893
|
New
|
|
|
25
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$256K
|
+$27.5K
|
+2,292
|
+12%
|
|
