|
1
|
Karpus Investment Management
Pittsford,
New York
|
$7.97M
|
-$124K
|
-9,812
|
-1%
|
|
|
2
|
UBS Group
Zurich,
Switzerland
|
$2.94M
|
+$306K
|
+24,178
|
+11%
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$2.73M
|
-$134K
|
-10,571
|
-5%
|
|
|
4
|
683 Capital Management
New York
|
$2.38M
|
–
|
–
|
–
|
|
|
5
|
Bank of America
Charlotte,
North Carolina
|
$1.22M
|
+$582
|
+46
|
+0%
|
|
|
6
|
|
$1.08M
|
-$40K
|
-3,166
|
-3%
|
|
|
7
|
Lazard Asset Management
New York
|
$585K
|
–
|
–
|
–
|
|
|
8
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$572K
|
+$128K
|
+10,102
|
+28%
|
|
|
9
|
HighTower Advisors
Chicago,
Illinois
|
$506K
|
–
|
–
|
–
|
|
|
10
|
|
$467K
|
-$72.7K
|
-5,750
|
-13%
|
|
|
11
|
Edge Wealth Management
New York
|
$414K
|
-$190K
|
-15,000
|
-31%
|
|
|
12
|
Horizon Kinetics
New York
|
$331K
|
–
|
–
|
–
|
|
|
13
|
AQR Arbitrage
Greenwich,
Connecticut
|
$306K
|
-$313K
|
-24,715
|
-50%
|
|
|
14
|
Wells Fargo
San Francisco,
California
|
$267K
|
+$5.78K
|
+457
|
+2%
|
|
|
15
|
Mackay Shields LLC
New York
|
$180K
|
-$321K
|
-25,368
|
-63%
|
|
|
16
|
NWAM LLC
Mercer Island,
Washington
|
$160K
|
+$164K
|
+13,000
|
New
|
|
|
17
|
Stifel Financial
St. Louis,
Missouri
|
$157K
|
+$161K
|
+12,760
|
New
|
|
|
18
|
|
$148K
|
–
|
–
|
–
|
|
|
19
|
Bank of New York Mellon
New York
|
$146K
|
-$7.59K
|
-600
|
-5%
|
|
|
20
|
|
$24K
|
–
|
–
|
–
|
|
|
21
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$19K
|
–
|
–
|
–
|
|
|
22
|
American International Group
New York
|
$3.7K
|
–
|
–
|
–
|
|
|
23
|
Tower Research Capital (TRC)
New York
|
$1K
|
-$822
|
-65
|
-40%
|
|
|
24
|
|
–
|
-$574K
|
-45,099
|
Closed
|
|
|
25
|
Virtu KCG Holdings
New York
|
–
|
-$185K
|
-14,517
|
Closed
|
|
