|
1
|
Karpus Investment Management
Pittsford,
New York
|
$14.4M
|
+$184K
|
+15,115
|
+1%
|
|
|
2
|
Mackay Shields LLC
New York
|
$6.16M
|
–
|
–
|
–
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$4M
|
+$200K
|
+16,394
|
+5%
|
|
|
4
|
Bank of America
Charlotte,
North Carolina
|
$3.35M
|
+$47.9K
|
+3,924
|
+1%
|
|
|
5
|
Claybrook Capital
Wellesley,
Massachusetts
|
$3.2M
|
–
|
–
|
–
|
|
|
6
|
Wealthspire Advisors (New York)
New York
|
$2.38M
|
+$111K
|
+9,060
|
+5%
|
|
|
7
|
1607 Capital Partners
Richmond,
Virginia
|
$1.76M
|
–
|
–
|
–
|
|
|
8
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$1.51M
|
+$2.38K
|
+195
|
+0.2%
|
|
|
9
|
|
$1.3M
|
+$9.07K
|
+743
|
+0.7%
|
|
|
10
|
UBS Group
Zurich,
Switzerland
|
$1.3M
|
-$34.8K
|
-2,849
|
-3%
|
|
|
11
|
|
$1.18M
|
+$106K
|
+8,701
|
+10%
|
|
|
12
|
Wells Fargo
San Francisco,
California
|
$615K
|
-$31.4K
|
-2,570
|
-5%
|
|
|
13
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$367K
|
+$359K
|
+29,462
|
New
|
|
|
14
|
Horizon Kinetics Asset Management
New York
|
$315K
|
–
|
–
|
–
|
|
|
15
|
Dakota Wealth Management
Palm Beach Gardens,
Florida
|
$294K
|
–
|
–
|
–
|
|
|
16
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$294K
|
+$30.5K
|
+2,500
|
+12%
|
|
|
17
|
Mercer Global Advisors
Denver,
Colorado
|
$260K
|
+$256K
|
+20,946
|
New
|
|
|
18
|
Strategic Advisors
New York
|
$245K
|
+$241K
|
+19,718
|
New
|
|
|
19
|
MML Investors Services
Springfield,
Massachusetts
|
$220K
|
-$50.5K
|
-4,141
|
-19%
|
|
|
20
|
HighTower Advisors
Chicago,
Illinois
|
$168K
|
-$106K
|
-8,676
|
-39%
|
|
|
21
|
Raymond James & Associates
St Petersburg,
Florida
|
$146K
|
+$17.1K
|
+1,401
|
+14%
|
|
|
22
|
AllianceBernstein
Nashville,
Tennessee
|
$138K
|
+$136K
|
+11,109
|
New
|
|
|
23
|
US Bancorp
Minneapolis,
Minnesota
|
$87K
|
–
|
–
|
–
|
|
|
24
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$82K
|
–
|
–
|
–
|
|
|
25
|
Advisor Group
Phoenix,
Arizona
|
$33K
|
+$1.89K
|
+155
|
+6%
|
|
