|
1
|
Karpus Investment Management
Pittsford,
New York
|
$8.21M
|
+$66.8K
|
+5,364
|
+0.8%
|
|
|
2
|
UBS Group
Zurich,
Switzerland
|
$3.49M
|
+$484K
|
+38,827
|
+16%
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$3.01M
|
+$219K
|
+17,567
|
+8%
|
|
|
4
|
683 Capital Management
New York
|
$2.65M
|
+$217K
|
+17,412
|
+9%
|
|
|
5
|
Samson Capital Advisors
New York
|
$1.57M
|
+$1.55M
|
+124,679
|
New
|
|
|
6
|
Bank of America
Charlotte,
North Carolina
|
$1.24M
|
-$12.5K
|
-1,005
|
-1%
|
|
|
7
|
|
$968K
|
-$135K
|
-10,824
|
-12%
|
|
|
8
|
Lazard Asset Management
New York
|
$598K
|
–
|
–
|
–
|
|
|
9
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$578K
|
-$6.23K
|
-500
|
-1%
|
|
|
10
|
HighTower Advisors
Chicago,
Illinois
|
$512K
|
–
|
–
|
–
|
|
|
11
|
|
$463K
|
-$13.7K
|
-1,099
|
-3%
|
|
|
12
|
Edge Wealth Management
New York
|
$421K
|
–
|
–
|
–
|
|
|
13
|
Wells Fargo
San Francisco,
California
|
$304K
|
+$31.2K
|
+2,500
|
+12%
|
|
|
14
|
Horizon Kinetics
New York
|
$274K
|
-$62.9K
|
-5,047
|
-19%
|
|
|
15
|
Mackay Shields LLC
New York
|
$184K
|
–
|
–
|
–
|
|
|
16
|
|
$151K
|
–
|
–
|
–
|
|
|
17
|
Bank of New York Mellon
New York
|
$142K
|
-$7.49K
|
-601
|
-5%
|
|
|
18
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
$102K
|
+$101K
|
+8,070
|
New
|
|
|
19
|
|
$28K
|
+$3.88K
|
+311
|
+16%
|
|
|
20
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$19K
|
–
|
–
|
–
|
|
|
21
|
American International Group
New York
|
$4K
|
–
|
–
|
–
|
|
|
22
|
Tower Research Capital (TRC)
New York
|
$1K
|
-$673
|
-54
|
-55%
|
|
|
23
|
AQR Arbitrage
Greenwich,
Connecticut
|
–
|
-$306K
|
-24,837
|
Closed
|
|
|
24
|
NWAM LLC
Mercer Island,
Washington
|
–
|
-$160K
|
-13,000
|
Closed
|
|
|
25
|
Stifel Financial
St. Louis,
Missouri
|
–
|
-$157K
|
-12,760
|
Closed
|
|
