|
1
|
Karpus Investment Management
Pittsford,
New York
|
$8.35M
|
+$394K
|
+30,841
|
+5%
|
|
|
2
|
Guggenheim Capital
Chicago,
Illinois
|
$2.95M
|
+$25.7K
|
+2,010
|
+0.9%
|
|
|
3
|
UBS Group
Zurich,
Switzerland
|
$2.72M
|
+$326K
|
+25,546
|
+14%
|
|
|
4
|
683 Capital Management
New York
|
$2.46M
|
+$19.6K
|
+1,539
|
+0.8%
|
|
|
5
|
Bank of America
Charlotte,
North Carolina
|
$1.26M
|
+$99.2K
|
+7,768
|
+9%
|
|
|
6
|
|
$1.16M
|
-$85.8K
|
-6,720
|
-7%
|
|
|
7
|
AQR Arbitrage
Greenwich,
Connecticut
|
$631K
|
+$633K
|
+49,552
|
New
|
|
|
8
|
Edge Wealth Management
New York
|
$619K
|
–
|
–
|
–
|
|
|
9
|
Lazard Asset Management
New York
|
$605K
|
–
|
–
|
–
|
|
|
10
|
|
$574K
|
–
|
–
|
–
|
|
|
11
|
|
$555K
|
-$68.2K
|
-5,343
|
-11%
|
|
|
12
|
HighTower Advisors
Chicago,
Illinois
|
$522K
|
+$183K
|
+14,372
|
+54%
|
|
|
13
|
Mackay Shields LLC
New York
|
$510K
|
–
|
–
|
–
|
|
|
14
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$461K
|
-$19.1K
|
-1,500
|
-4%
|
|
|
15
|
Horizon Kinetics
New York
|
$341K
|
-$31.9K
|
-2,500
|
-9%
|
|
|
16
|
Wells Fargo
San Francisco,
California
|
$270K
|
-$14.7K
|
-1,151
|
-5%
|
|
|
17
|
Virtu KCG Holdings
New York
|
$185K
|
+$16.4K
|
+1,285
|
+10%
|
|
|
18
|
Bank of New York Mellon
New York
|
$159K
|
+$13
|
+1
|
+0%
|
|
|
19
|
|
$153K
|
+$153K
|
+12,000
|
New
|
|
|
20
|
|
$25K
|
-$16.7K
|
-1,306
|
-40%
|
|
|
21
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$19K
|
–
|
–
|
–
|
|
|
22
|
American International Group
New York
|
$3.82K
|
-$25.5K
|
-2,000
|
-87%
|
|
|
23
|
Tower Research Capital (TRC)
New York
|
$2K
|
-$5.77K
|
-452
|
-73%
|
|
|
24
|
AQR Capital Management
Greenwich,
Connecticut
|
–
|
-$828K
|
-65,817
|
Closed
|
|
|
25
|
Mariner Investment Group
Harrison,
New York
|
–
|
-$380K
|
-30,244
|
Closed
|
|
