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European Equity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
1607 Capital Partners
1
1607 Capital Partners
Virginia
$13.8M -$334K -35,259 -2%
Wells Fargo
2
Wells Fargo
California
$5.03M -$122K -12,852 -2%
Karpus Investment Management
3
Karpus Investment Management
New York
$4.08M -$763K -80,607 -16%
Shaker Financial Services
4
Shaker Financial Services
Virginia
$2.58M -$95.8K -10,115 -4%
SII Investments
5
SII Investments
Wisconsin
$2.24M -$81.9K -8,650 -4%
City of London Investment Management
6
City of London Investment Management
United Kingdom
$678K +$396K +41,817 +147%
Saba Capital Management
7
Saba Capital Management
New York
$438K – – –
Blue Bell Private Wealth Management
8
Blue Bell Private Wealth Management
Pennsylvania
$379K +$13.3K +1,401 +4%
Thomas J. Herzfeld Advisors
9
Thomas J. Herzfeld Advisors
Florida
$337K +$242K +25,578 +276%
Raymond James & Associates
10
Raymond James & Associates
Florida
$331K +$122K +12,836 +60%
Gabelli Funds
11
Gabelli Funds
New York
$310K – – –
Morgan Stanley
12
Morgan Stanley
New York
$197K +$5.96K +629 +3%
Laurion Capital Management
13
Laurion Capital Management
New York
$190K +$185K +19,580 New
Relative Value Partners Group
14
Relative Value Partners Group
$148K +$1.96K +207 +1%
Brinker Capital
15
Brinker Capital
Pennsylvania
$128K -$164K -17,282 -57%
SCI
16
S&CO Inc
Massachusetts
$105K – – –
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$72K +$379 +40 +0.5%
Wolverine Asset Management
18
Wolverine Asset Management
Illinois
$51K +$50.8K +5,366 New
North Star Investment Management
19
North Star Investment Management
Illinois
$30K – – –
Bank of America
20
Bank of America
North Carolina
$10K – – –
Delta Asset Management
21
Delta Asset Management
Tennessee
$5K – – –
Community Bank
22
Community Bank
New York
$4K – – –
Focused Wealth Management
23
Focused Wealth Management
New York
$4K – – –
Wealthspire Advisors (Maryland)
24
Wealthspire Advisors (Maryland)
Maryland
$1K – – –
Citigroup
25
Citigroup
New York
– -$125K -13,242 -100%