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EEA

European Equity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$10.8M +$99.8K +11,055 +0.9%
KIM
2
Karpus Investment Management
New York
$5.9M -$499K -55,245 -8%
Lazard Asset Management
3
Lazard Asset Management
New York
$5.46M -$1.67M -185,131 -23%
Wells Fargo
4
Wells Fargo
California
$2.68M +$81.3K +9,000 +3%
SFS
5
Shaker Financial Services
Virginia
$2.58M +$450K +49,889 +21%
GFM
6
Gramercy Funds Management
Connecticut
$1.85M -$17.2K -1,900 -0.9%
WAM
7
Wolverine Asset Management
Illinois
$510K +$501K +55,494 +4,847%
GF
8
Gabelli Funds
New York
$318K +$3.8K +421 +1%
RJA
9
Raymond James & Associates
Florida
$224K -$70.3K -7,787 -24%
DA
10
Doliver Advisors
Texas
$192K +$192K +21,269 New
Morgan Stanley
11
Morgan Stanley
New York
$162K +$4.04K +448 +3%
Bank of America
12
Bank of America
North Carolina
$161K +$131K +14,462 +425%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$153K +$813 +90 +0.5%
BBPWM
14
Blue Bell Private Wealth Management
Pennsylvania
$149K +$58.6K +6,490 +64%
TC
15
TFS Capital
Pennsylvania
$148K +$49.3K +5,455 +50%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$100K
NSIM
17
North Star Investment Management
Illinois
$55K
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$42K -$137K -15,170 -76%
US Bancorp
19
US Bancorp
Minnesota
$35K
U
20
UBS
Switzerland
$11K -$5.04K -558 -32%
1IC
21
1919 Investment Counsel
Maryland
$5K
DAM
22
Delta Asset Management
Tennessee
$5K
NES
23
New England Securities
New York
$3K +$27 +3 +0.9%
FAAS
24
First Allied Advisory Services
California
-$531K -58,343 Closed
Citigroup
25
Citigroup
New York
-$29.2K -3,231 -100%