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EEA

European Equity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$10.8M +$910K +111,644 +9%
KIM
2
Karpus Investment Management
New York
$6.75M +$1.42M +174,237 +27%
Lazard Asset Management
3
Lazard Asset Management
New York
$3.6M -$1.26M -155,039 -26%
Wells Fargo
4
Wells Fargo
California
$2.55M +$98.1K +12,036 +4%
SFS
5
Shaker Financial Services
Virginia
$2.43M -$61.6K -7,560 -2%
GFM
6
Gramercy Funds Management
Connecticut
$1.69M
WAM
7
Wolverine Asset Management
Illinois
$366K -$48.1K -5,902 -12%
RJA
8
Raymond James & Associates
Florida
$352K +$146K +17,898 +72%
NSIM
9
North Star Investment Management
Illinois
$304K +$251K +30,816 +501%
GF
10
Gabelli Funds
New York
$291K
BBPWM
11
Blue Bell Private Wealth Management
Pennsylvania
$175K +$37.1K +4,550 +27%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$151K
Morgan Stanley
13
Morgan Stanley
New York
$109K -$2.38K -292 -2%
BTS
14
BB&T Securities
Virginia
$98.7K
SFM
15
Signet Financial Management
New Jersey
$96K +$94.7K +11,616 New
Bank of America
16
Bank of America
North Carolina
$93K -$53.8K -6,603 -37%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$89K +$65 +8 +0.1%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$40K
US Bancorp
19
US Bancorp
Minnesota
$32K
UBS Group
20
UBS Group
Switzerland
$22K +$21.6K +2,645 New
Citigroup
21
Citigroup
New York
$20K +$5.22K +640 +35%
DAM
22
Delta Asset Management
Tennessee
$5K
TRCT
23
Tower Research Capital (TRC)
New York
$4K +$2.69K +330 +330%
NES
24
New England Securities
New York
$3K
DA
25
Doliver Advisors
Texas
-$95K -11,514 Closed