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EEA

European Equity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$9.35M +$9.58M +1,305,287 New
Lazard Asset Management
2
Lazard Asset Management
New York
$6.12M +$6.27M +854,501 New
KIM
3
Karpus Investment Management
New York
$5.78M +$5.92M +806,963 New
Wells Fargo
4
Wells Fargo
California
$3.18M +$3.25M +443,522 New
GFM
5
Gramercy Funds Management
Connecticut
$1.87M +$1.92M +261,250 New
DT
6
Diversified Trust
Tennessee
$1.42M +$1.46M +198,618 New
SFS
7
Shaker Financial Services
Virginia
$1.01M +$1.04M +141,275 New
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$755K +$773K +105,403 New
FAAS
9
First Allied Advisory Services
California
$537K +$545K +74,267 New
BI
10
Bulldog Investors
New Jersey
$386K +$396K +53,962 New
DA
11
Doliver Advisors
Texas
$325K +$333K +45,425 New
RJA
12
Raymond James & Associates
Florida
$260K +$267K +36,351 New
GF
13
Gabelli Funds
New York
$250K +$256K +34,905 New
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$121K +$124K +16,906 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$94K +$96.7K +13,181 New
Bank of America
16
Bank of America
North Carolina
$76K +$77.8K +10,606 New
First Eagle Investment Management
17
First Eagle Investment Management
New York
$31K +$31.5K +4,293 New
US Bancorp
18
US Bancorp
Minnesota
$28K +$28.2K +3,842 New
Citigroup
19
Citigroup
New York
$11K +$10.8K +1,475 New
1IC
20
1919 Investment Counsel
Maryland
$8K +$7.31K +996 New
Creative Planning
21
Creative Planning
Kansas
$7K +$7.64K +1,041 New
U
22
UBS
Switzerland
$5K +$4.91K +669 New
DAM
23
Delta Asset Management
Tennessee
$4K +$4.12K +562 New
NES
24
New England Securities
New York
$2K +$2.33K +318 New
TRCT
25
Tower Research Capital (TRC)
New York
$1K +$1.52K +207 New