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EEA

European Equity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$10.8M -$159K -17,830 -1%
Lazard Asset Management
2
Lazard Asset Management
New York
$7.17M -$476K -53,223 -6%
KIM
3
Karpus Investment Management
New York
$6.43M -$218K -24,368 -3%
Wells Fargo
4
Wells Fargo
California
$2.61M -$1.39M -155,275 -35%
SFS
5
Shaker Financial Services
Virginia
$2.14M +$718K +80,290 +51%
GFM
6
Gramercy Funds Management
Connecticut
$1.88M -$283K -31,600 -13%
FAAS
7
First Allied Advisory Services
California
$531K -$2.16K -242 -0.4%
GF
8
Gabelli Funds
New York
$316K
RJA
9
Raymond James & Associates
Florida
$295K -$33.5K -3,750 -10%
PNC Financial Services Group
10
PNC Financial Services Group
Pennsylvania
$181K
Morgan Stanley
11
Morgan Stanley
New York
$159K +$79K +8,836 +101%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$153K
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$100K
TC
14
TFS Capital
Pennsylvania
$99K +$98.2K +10,979 New
BBPWM
15
Blue Bell Private Wealth Management
Pennsylvania
$91K +$90.2K +10,090 New
NSIM
16
North Star Investment Management
Illinois
$56K +$55K +6,152 New
US Bancorp
17
US Bancorp
Minnesota
$35K
Bank of America
18
Bank of America
North Carolina
$31K -$127K -14,250 -81%
Citigroup
19
Citigroup
New York
$29K +$17.4K +1,947 +151%
U
20
UBS
Switzerland
$16K +$15.8K +1,763 New
WAM
21
Wolverine Asset Management
Illinois
$10K +$10.2K +1,145 New
1IC
22
1919 Investment Counsel
Maryland
$5K
DAM
23
Delta Asset Management
Tennessee
$5K
NES
24
New England Securities
New York
$3K
TRCT
25
Tower Research Capital (TRC)
New York
$1K +$1.26K +141 New