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EAD

Allspring Income Opportunities Fund
EAD

63 hedge funds and large institutions have $154M invested in Allspring Income Opportunities Fund in 2018 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 20 increasing their positions, 22 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

0.45% more ownership

Funds ownership: 30.16% → 30.61% (+0.45%)

9% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 22

7% less capital invested

Capital invested by funds: $166M → $154M (-$12M)

9% less funds holding

Funds holding: 69 → 63 (-6)

36% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 14

Holders
63
Holders Change
-6
Holders Change %
-8.7%
% of All Funds
1.4%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
9
Increased
20
Reduced
22
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
+$7.16M
2
TAM
Trust Asset Management
Texas
+$4.51M
3
SIA
Sit Investment Associates
Minnesota
+$3.94M
4
LCM
Landscape Capital Management
New Jersey
+$1.75M
5
PPA
Parametric Portfolio Associates
Washington
+$480K

Top Sellers

Rank Fund Capital Flow
1
SCM
Saba Capital Management
New York
-$6.7M
2
SFS
Shaker Financial Services
Virginia
-$2.63M
3
UBS Group
UBS Group
Switzerland
-$2.45M
4
RCM
Robinson Capital Management
Michigan
-$1.48M
5
Walleye Trading
Walleye Trading
New York
-$579K
Name Holding Trade Value Shares
Change 		Change in
Stake
QCIG
51
Quad-Cities Investment Group
Iowa
$42K +$773 +102 +2%
ASN
52
Advisory Services Network
Georgia
$36K +$144 +19 +0.4%
NFG
53
Next Financial Group
Texas
$33K – – –
IA
54
IFP Advisors
Florida
$20K +$16.7K +2,208 +434%
PFO
55
Pathstone Family Office
New Jersey
$17K +$18.2K +2,407 New
Wells Fargo
56
Wells Fargo
California
$14K +$15.2K +2,001 +200,100%
FHB
57
First Hawaiian Bank
Hawaii
$13K – – –
KL
58
KWMG LLC
Kansas
$11K – – –
Citigroup
59
Citigroup
New York
$6K -$49.4K -6,515 -89%
SF
60
Synovus Financial
Georgia
$6K – – –
Northwestern Mutual Wealth Management
61
Northwestern Mutual Wealth Management
Wisconsin
$6K +$4.47K +590 +324%
FIA
62
FNY Investment Advisers
New York
$1K – – –
CIAS
63
Capital Investment Advisory Services
North Carolina
$1K +$758 +100 New
SFS
64
Shaker Financial Services
Virginia
– -$2.63M -332,210 Closed
Walleye Trading
65
Walleye Trading
New York
– -$579K -73,057 Closed
Creative Planning
66
Creative Planning
Kansas
– -$344K -43,412 Closed
CC
67
Claybrook Capital
Massachusetts
– -$251K -31,750 Closed
CCP
68
Clough Capital Partners
Massachusetts
– -$188K -23,800 Closed
RJFSA
69
Raymond James Financial Services Advisors
Florida
– -$165K -20,861 Closed
TSS
70
Two Sigma Securities
New York
– -$144K -18,155 Closed
NMC
71
Nine Masts Capital
Hong Kong
– -$115K -14,500 Closed
Citadel Advisors
72
Citadel Advisors
Florida
– -$90K -11,350 Closed
BRWM
73
B. Riley Wealth Management
Tennessee
– -$90K -11,332 Closed
CFGS
74
Concourse Financial Group Securities
Alabama
– -$38.6K -5,095 Closed
SFM
75
Signet Financial Management
New Jersey
– -$40K -5,000 Closed
1 2
3
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EAD Hedge Fund Activity: Q4 2018 in Review

63 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Allspring Income Opportunities Fund (EAD) for Q4 2018, worth a combined $154M — down 7.2% from $166M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of EAD and 9 opened new positions — a net loss of 5 holders — while 22 trimmed existing stakes and 20 added.

The largest buyer was Rivernorth Capital Management, adding an estimated $7.16M. The largest seller was Saba Capital Management, cutting an estimated $6.7M.

  • 63 institutional investors held Allspring Income Opportunities Fund (EAD) as of Q4 2018, down from 69 in Q3 2018.
  • Funds reported $154M of Allspring Income Opportunities Fund stock for Q4 2018, down 7.2% quarter-over-quarter.
  • 9 funds opened new Allspring Income Opportunities Fund positions in Q4 2018 and 14 closed out, a net change of -5 holders.
  • The largest Allspring Income Opportunities Fund buyer in Q4 2018 was Rivernorth Capital Management, an estimated $7.16M added.
  • The largest Allspring Income Opportunities Fund seller in Q4 2018 was Saba Capital Management, an estimated $6.7M sold.

Based on aggregated 13F filings for Q4 2018.