Nine Masts Capital’s Allspring Income Opportunities Fund EAD Stock Holding History

Nine Masts Capital’s Portfolio EAD Stock Details EAD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-14,500	Closed	-$115K	–	224
2018 Q3	$115K	Buy	14,500 +5,400	+59%	+$43.1K	0.03%	219
2018 Q2	$73K	Buy	+9,100	New	+$73.2K	0.01%	229

Other funds holding EAD

SCM

Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

VIA

Vident Investment Advisory Alpharetta, Georgia $2.9B AUM 24.67% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

TAM

Trust Asset Management Houston, Texas $1.61B AUM 29.06% 1-Year Est. Return

Nine Masts Capital's EAD Position: Q4 2018 in Review

Nine Masts Capital sold out of Allspring Income Opportunities Fund (EAD) in Q4 2018, closing a stake of 14,500 shares — an estimated $115K sold.

Nine Masts Capital first reported a position in EAD in Q2 2018 and held it in 2 quarters. The position peaked at $115K in Q3 2018. 63 funds tracked by Wall St. Rank hold EAD as of Q4 2018.

Nine Masts Capital reported no remaining Allspring Income Opportunities Fund position as of Q4 2018 after selling out during the quarter.
Nine Masts Capital sold 14,500 Allspring Income Opportunities Fund shares in Q4 2018, an estimated $115K.
Nine Masts Capital first reported a position in Allspring Income Opportunities Fund in Q2 2018 and held it in 2 quarters.
Nine Masts Capital's Allspring Income Opportunities Fund position peaked at $115K in Q3 2018.
63 funds tracked by Wall St. Rank held Allspring Income Opportunities Fund as of Q4 2018.

Based on Nine Masts Capital's 13F filing for Q4 2018, filed 14 Feb 2019.