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EAD

Allspring Income Opportunities Fund
EAD

49 hedge funds and large institutions have $86.3M invested in Allspring Income Opportunities Fund in 2014 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 18 increasing their positions, 12 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 12

5% more capital invested

Capital invested by funds: $82.3M → $86.3M (+$4.03M)

0.32% more ownership

Funds ownership: 11.69% → 12.01% (+0.32%)

2% less funds holding

Funds holding: 50 → 49 (-1)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

Holders
49
Holders Change
-1
Holders Change %
-2%
% of All Funds
1.42%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
18
Reduced
12
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
+$1.03M
2
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
+$749K
3
ICAS
Investors Capital Advisory Services
Massachusetts
+$610K
4
B
Baird
Wisconsin
+$434K
5
Morgan Stanley
Morgan Stanley
New York
+$311K

Top Sellers

1
U
UBS
Switzerland
-$2.52M
2
GC
Guggenheim Capital
Illinois
-$2.33M
3
SAM
Selway Asset Management
-$2.19M
4
SFS
Shaker Financial Services
Virginia
-$663K
5
SG Americas Securities
SG Americas Securities
New York
-$258K
Name Holding Trade Value Shares
Change 		Change in
Stake
Goldman Sachs
26
Goldman Sachs
New York
$214K +$110K +11,854 +110%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$190K +$37.1K +3,988 +25%
Commonwealth Equity Services
28
Commonwealth Equity Services
Massachusetts
$178K -$14.3K -1,535 -8%
LCM
29
Landscape Capital Management
New Jersey
$165K -$64.5K -6,936 -28%
AQR Capital Management
30
AQR Capital Management
Connecticut
$145K +$142K +15,306 New
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$136K +$32.9K +3,540 +33%
Creative Planning
32
Creative Planning
Kansas
$125K – – –
NL
33
NWAM LLC
Washington
$123K -$13.2K -1,423 -10%
VKH
34
Virtu KCG Holdings
New York
$102K +$100K +10,759 New
US Bancorp
35
US Bancorp
Minnesota
$98K – – –
MFS
36
MSI Financial Services
Massachusetts
$73K +$10.2K +1,095 +16%
BRWA
37
B. Riley Wealth Advisors
Florida
$58K – – –
AIG
38
American International Group
New York
$49.1K +$10.3K +1,105 +27%
CG
39
Colony Group
Massachusetts
$47K – – –
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$47K +$9.3K +1,000 +25%
Bank of Montreal
41
Bank of Montreal
Ontario, Canada
$41K – – –
Envestnet Asset Management
42
Envestnet Asset Management
Illinois
$38K – – –
SF
43
Synovus Financial
Georgia
$38K +$549 +59 +1%
PSC
44
Prentiss Smith & Co
Vermont
$31K +$30.2K +3,250 New
Royal Bank of Canada
45
Royal Bank of Canada
Ontario, Canada
$18K -$735 -79 -4%
PFSC
46
Peoples Financial Services Corp
Pennsylvania
$17K – – –
WA
47
WFG Advisors
Texas
$14K – – –
BRWM
48
B. Riley Wealth Management
Tennessee
$14K +$13.9K +1,500 New
NES
49
New England Securities
New York
$1K – – –
Manulife (Manufacturers Life Insurance)
50
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$5 – – –
1
2
3

EAD Hedge Fund Activity: Q1 2014 in Review

49 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Allspring Income Opportunities Fund (EAD) for Q1 2014, worth a combined $86.3M — up 4.9% from $82.3M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of EAD and 6 opened new positions — a net loss of 1 holder — while 12 trimmed existing stakes and 18 added.

The largest buyer was Saba Capital Management, adding an estimated $1.03M. The largest seller was UBS, cutting an estimated $2.52M.

  • 49 institutional investors held Allspring Income Opportunities Fund (EAD) as of Q1 2014, down from 50 in Q4 2013.
  • Funds reported $86.3M of Allspring Income Opportunities Fund stock for Q1 2014, up 4.9% quarter-over-quarter.
  • 6 funds opened new Allspring Income Opportunities Fund positions in Q1 2014 and 7 closed out, a net change of -1 holder.
  • The largest Allspring Income Opportunities Fund buyer in Q1 2014 was Saba Capital Management, an estimated $1.03M added.
  • The largest Allspring Income Opportunities Fund seller in Q1 2014 was UBS, an estimated $2.52M sold.

Based on aggregated 13F filings for Q1 2014.