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EAD

Allspring Income Opportunities Fund

50 hedge funds and large institutions have $82.3M invested in Allspring Income Opportunities Fund in 2013 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 17 increasing their positions, 16 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

35% more capital invested

Capital invested by funds: $61M → $82.3M (+$21.2M)

18% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 11

3.26% more ownership

Funds ownership: 8.43%11.69% (+3.3%)

6% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 16

0% more funds holding

Funds holding: 5050 (0)

Holders
50
Holders Change
Holders Change %
0%
% of All Funds
1.45%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
17
Reduced
16
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LCM
26
Landscape Capital Management
New Jersey
$224K +$221K +24,419 New
JP Morgan Chase
27
JP Morgan Chase
New York
$211K +$208K +23,000 New
IMS
28
Index Management Solutions
Pennsylvania
$207K +$147K +16,309 +261%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$187K +$1.44K +159 +0.8%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$148K +$14.4K +1,589 +11%
NL
31
NWAM LLC
Washington
$133K -$2.62K -290 -2%
Creative Planning
32
Creative Planning
Kansas
$121K -$20.7K -2,292 -15%
FAAS
33
First Allied Advisory Services
California
$101K +$1K +111 +1%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$100K +$217 +24 +0.2%
Goldman Sachs
35
Goldman Sachs
New York
$99K -$41.8K -4,619 -30%
US Bancorp
36
US Bancorp
Minnesota
$95K
MFS
37
MSI Financial Services
Massachusetts
$61K -$38.9K -4,306 -39%
BRWA
38
B. Riley Wealth Advisors
Florida
$56K
CG
39
Colony Group
Massachusetts
$46K +$45.2K +5,000 New
Bank of Montreal
40
Bank of Montreal
Ontario, Canada
$40K -$225K -24,895 -85%
AIG
41
American International Group
New York
$37.6K +$3.62K +400 +11%
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$37K -$45.2K -5,000 -56%
SF
43
Synovus Financial
Georgia
$37K +$1.05K +116 +3%
Envestnet Asset Management
44
Envestnet Asset Management
Illinois
$37K +$27.1K +3,000 +300%
Royal Bank of Canada
45
Royal Bank of Canada
Ontario, Canada
$19K -$22.7K -2,514 -55%
PFSC
46
Peoples Financial Services Corp
Pennsylvania
$17K +$16.3K +1,800 New
TRCT
47
Tower Research Capital (TRC)
New York
$16K +$15.7K +1,736 New
WA
48
WFG Advisors
Texas
$14K
Citigroup
49
Citigroup
New York
$5K -$19.6K -2,163 -80%
NES
50
New England Securities
New York
$1K

EAD Hedge Fund Activity: Q4 2013 in Review

50 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Allspring Income Opportunities Fund (EAD) for Q4 2013, worth a combined $82.3M — up 35% from $61M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new EAD positions and 11 closed out — a net gain of 2 holders — while 17 added to existing stakes and 16 trimmed.

The largest buyer was Saba Capital Management, adding an estimated $18.2M. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $694K sold.

  • 50 institutional investors held Allspring Income Opportunities Fund (EAD) as of Q4 2013, unchanged from Q3 2013.
  • Funds reported $82.3M of Allspring Income Opportunities Fund stock for Q4 2013, up 35% quarter-over-quarter.
  • 13 funds opened new Allspring Income Opportunities Fund positions in Q4 2013 and 11 closed out, a net change of +2 holders.
  • The largest Allspring Income Opportunities Fund buyer in Q4 2013 was Saba Capital Management, an estimated $18.2M added.
  • The largest Allspring Income Opportunities Fund seller in Q4 2013 was Wolverine Asset Management, an estimated $694K sold.

Based on aggregated 13F filings for Q4 2013.