EAD

Allspring Income Opportunities Fund
EAD

Overview Fund Activity

50 hedge funds and large institutions have $82.3M invested in Allspring Income Opportunities Fund in 2013 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 17 increasing their positions, 16 reducing their positions, and 11 closing their positions.

Holders
50
Holders Change
–
Holders Change %
0%
% of All Funds
1.45%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
17
Reduced
16
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$31M
2
U
2
UBS
Switzerland
$6.66M
3
KSCM
3
Kamunting Street Capital Management
Florida
$1.19M
4
Bank of America
4
Bank of America
North Carolina
$2.54M
5
GC
5
Guggenheim Capital
Illinois
$14.7M

Top Sellers

1
Invesco
1
Invesco
Georgia
$4.31M
2
HNB
2
Huntington National Bank
Ohio
$1.83M
3
WAM
3
Wolverine Asset Management
Illinois
$0
4
Cohen & Steers
4
Cohen & Steers
New York
$1.82M
5
RCM
5
Rivernorth Capital Management
Florida
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
LCM
26
Landscape Capital Management
New Jersey
$224K +$224K +24,419 New
JPMorgan Chase & Co
27
JPMorgan Chase & Co
New York
$211K +$211K +23,000 New
IMS
28
Index Management Solutions
Pennsylvania
$207K +$150K +16,309 +261%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$187K +$1.46K +159 +0.8%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$148K +$14.6K +1,589 +11%
NL
31
NWAM LLC
Washington
$133K -$2.66K -290 -2%
Creative Planning
32
Creative Planning
Kansas
$121K -$21K -2,292 -15%
FAAS
33
First Allied Advisory Services
California
$101K +$1.03K +111 +1%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$100K +$221 +24 +0.2%
Goldman Sachs
35
Goldman Sachs
New York
$99K -$42.4K -4,619 -30%
US Bancorp
36
US Bancorp
Minnesota
$95K – – –
MFS
37
MSI Financial Services
Massachusetts
$61K -$39.5K -4,306 -39%
BRWA
38
B. Riley Wealth Advisors
Florida
$56K – – –
CG
39
Colony Group
Massachusetts
$46K +$46K +5,000 New
Bank of Montreal
40
Bank of Montreal
Ontario, Canada
$40K -$228K -24,895 -85%
AIG
41
American International Group
New York
$37.6K +$3.67K +400 +11%
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$37K -$46.2K -5,000 -56%
SF
43
Synovus Financial
Georgia
$37K +$1.08K +116 +3%
Envestnet Asset Management
44
Envestnet Asset Management
Illinois
$37K +$27.8K +3,000 +300%
Royal Bank of Canada
45
Royal Bank of Canada
Ontario, Canada
$19K -$23.6K -2,514 -55%
PFSC
46
Peoples Financial Services Corp
Pennsylvania
$17K +$17K +1,800 New
TRCT
47
Tower Research Capital (TRC)
New York
$16K +$16K +1,736 New
WA
48
WFG Advisors
Texas
$14K – – –
Citigroup
49
Citigroup
New York
$5K -$19.4K -2,163 -80%
NES
50
New England Securities
New York
$1K – – –
1
2
3