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EAD

Allspring Income Opportunities Fund
EAD

50 hedge funds and large institutions have $61M invested in Allspring Income Opportunities Fund in 2013 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 15 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 7

11% more capital invested

Capital invested by funds: $54.9M → $61M (+$6.14M)

6% more funds holding

Funds holding: 47 → 50 (+3)

1.41% more ownership

Funds ownership: 7.02% → 8.43% (+1.4%)

13% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 15

Holders
50
Holders Change
+3
Holders Change %
+6.38%
% of All Funds
1.62%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
13
Reduced
15
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
Saba Capital Management
New York
+$12.2M
2
TAM
Third Avenue Management
New York
+$2.09M
3
SAM
Selway Asset Management
+$1.93M
4
PPA
Parametric Portfolio Associates
Washington
+$1.08M
5
WAM
Wolverine Asset Management
Illinois
+$665K

Top Sellers

1
U
UBS
Switzerland
-$5.8M
2
GC
Guggenheim Capital
Illinois
-$1.28M
3
LPL Financial
LPL Financial
California
-$904K
4
Bank of America
Bank of America
North Carolina
-$789K
5
AAM
Advisors Asset Management
Colorado
-$664K
Name Holding Trade Value Shares
Change 		Change in
Stake
Nomura Holdings
26
Nomura Holdings
Japan
$160K +$159K +17,751 New
Creative Planning
27
Creative Planning
Kansas
$140K +$1.43K +160 +1%
Goldman Sachs
28
Goldman Sachs
New York
$139K +$42.6K +4,752 +45%
NL
29
NWAM LLC
Washington
$133K +$6.58K +734 +5%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$130K -$3.49K -390 -3%
IH
31
IFC Holdings
Florida
$114K -$404K -45,080 -78%
FAAS
32
First Allied Advisory Services
California
$99K -$28.9K -3,227 -23%
MFS
33
MSI Financial Services
Massachusetts
$99K -$21.1K -2,355 -18%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$98K -$71.8K -8,013 -43%
WS
35
Wedbush Securities
California
$97K -$5.42K -605 -5%
US Bancorp
36
US Bancorp
Minnesota
$94K – – –
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$81K – – –
PFO
38
Pathstone Family Office
New Jersey
$62K +$61.5K +6,863 New
IMS
39
Index Management Solutions
Pennsylvania
$56K +$56K +6,249 New
BRWA
40
B. Riley Wealth Advisors
Florida
$55K -$4.48K -500 -8%
Royal Bank of Canada
41
Royal Bank of Canada
Ontario, Canada
$41K +$708 +79 +2%
M&T Bank
42
M&T Bank
New York
$36K – – –
SF
43
Synovus Financial
Georgia
$35K +$770 +86 +2%
AIG
44
American International Group
New York
$33.2K – – –
Citigroup
45
Citigroup
New York
$24K -$251K -28,009 -91%
PFS
46
Penseco Financial Services
Pennsylvania
$16K – – –
WA
47
WFG Advisors
Texas
$14K – – –
Fifth Third Bancorp
48
Fifth Third Bancorp
Ohio
$13K – – –
Envestnet Asset Management
49
Envestnet Asset Management
Illinois
$9K – – –
CTC
50
Central Trust Company
Missouri
$6K – – –
1
2
3

EAD Hedge Fund Activity: Q3 2013 in Review

50 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Allspring Income Opportunities Fund (EAD) for Q3 2013, worth a combined $61M — up 11% from $54.9M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new EAD positions and 7 closed out — a net gain of 3 holders — while 13 added to existing stakes and 15 trimmed.

The largest buyer was Saba Capital Management, opening a new position worth an estimated $12.2M. The largest seller was UBS, cutting an estimated $5.8M.

  • 50 institutional investors held Allspring Income Opportunities Fund (EAD) as of Q3 2013, up from 47 in Q2 2013.
  • Funds reported $61M of Allspring Income Opportunities Fund stock for Q3 2013, up 11% quarter-over-quarter.
  • 10 funds opened new Allspring Income Opportunities Fund positions in Q3 2013 and 7 closed out, a net change of +3 holders.
  • The largest Allspring Income Opportunities Fund buyer in Q3 2013 was Saba Capital Management, an estimated $12.2M added.
  • The largest Allspring Income Opportunities Fund seller in Q3 2013 was UBS, an estimated $5.8M sold.

Based on aggregated 13F filings for Q3 2013.