EAD

Allspring Income Opportunities Fund
EAD

Overview Fund Activity

50 hedge funds and large institutions have $61M invested in Allspring Income Opportunities Fund in 2013 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 15 reducing their positions, and 7 closing their positions.

Holders
50
Holders Change
+3
Holders Change %
+6.38%
% of All Funds
1.62%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
13
Reduced
15
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$12.2M
2
TAM
2
Third Avenue Management
New York
$2.1M
3
SAM
3
Selway Asset Management
$1.94M
4
PPA
4
Parametric Portfolio Associates
Washington
$1.08M
5
WAM
5
Wolverine Asset Management
Illinois
$694K

Top Sellers

1
Invesco
1
Invesco
Georgia
$6.26M
2
U
2
UBS
Switzerland
$5.29M
3
GC
3
Guggenheim Capital
Illinois
$13.7M
4
HNB
4
Huntington National Bank
Ohio
$962K
5
LPL Financial
5
LPL Financial
California
$1.59M
Name Holding Trade Value Shares
Change 		Shares
Change %
Nomura Holdings
26
Nomura Holdings
Japan
$160K +$160K +17,751 New
Creative Planning
27
Creative Planning
Kansas
$140K +$1.44K +160 +1%
Goldman Sachs
28
Goldman Sachs
New York
$139K +$42.9K +4,752 +45%
NL
29
NWAM LLC
Washington
$133K +$6.61K +734 +5%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$130K -$3.5K -390 -3%
IH
31
IFC Holdings
Florida
$114K -$402K -45,080 -78%
FAAS
32
First Allied Advisory Services
California
$99K -$29.7K -3,227 -23%
MFS
33
MSI Financial Services
Massachusetts
$99K -$21.3K -2,355 -18%
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$98K -$72.4K -8,013 -43%
WS
35
Wedbush Securities
California
$97K -$5.47K -605 -5%
US Bancorp
36
US Bancorp
Minnesota
$94K – – –
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$81K – – –
PFO
38
Pathstone Family Office
New Jersey
$62K +$62K +6,863 New
IMS
39
Index Management Solutions
Pennsylvania
$56K +$56K +6,249 New
BRWA
40
B. Riley Wealth Advisors
Florida
$55K -$4.49K -500 -8%
Royal Bank of Canada
41
Royal Bank of Canada
Ontario, Canada
$41K +$714 +79 +2%
M&T Bank
42
M&T Bank
New York
$36K – – –
SF
43
Synovus Financial
Georgia
$35K +$779 +86 +2%
AIG
44
American International Group
New York
$33.2K – – –
Citigroup
45
Citigroup
New York
$24K -$247K -28,009 -91%
PFS
46
Penseco Financial Services
Pennsylvania
$16K – – –
WA
47
WFG Advisors
Texas
$14K – – –
Fifth Third Bancorp
48
Fifth Third Bancorp
Ohio
$13K – – –
Envestnet Asset Management
49
Envestnet Asset Management
Illinois
$9K – – –
CTC
50
Central Trust Company
Missouri
$6K – – –
1
2
3