|
201
|
Bank of Stockton
Stockton,
California
|
–
|
-$519K
|
-11,615
|
Closed
|
|
|
202
|
Simplicity Solutions
Minneapolis,
Minnesota
|
–
|
-$491K
|
-10,976
|
Closed
|
|
|
203
|
Voya Financial Advisors
Windsor,
Connecticut
|
–
|
-$419K
|
-9,515
|
Closed
|
|
|
204
|
Lattice Strategies
Wayne,
Pennsylvania
|
–
|
-$370K
|
-8,272
|
Closed
|
|
|
205
|
Independent Portfolio Consultants
Boca Raton,
Florida
|
–
|
-$286K
|
-6,400
|
Closed
|
|
|
206
|
Concorde Asset Management
Ann Arbor,
Michigan
|
–
|
-$279K
|
-6,229
|
Closed
|
|
|
207
|
BBVA USA Bancshares
Houston,
Texas
|
–
|
-$228K
|
-5,099
|
Closed
|
|
|
208
|
HL Financial Services
Louisville,
Kentucky
|
–
|
-$225K
|
-5,025
|
Closed
|
|
|
209
|
Linscomb Wealth
Houston,
Texas
|
–
|
-$205K
|
-4,581
|
Closed
|
|
|
210
|
Piershale Financial Group
Barrington,
Illinois
|
–
|
-$197K
|
-4,397
|
Closed
|
|
|
211
|
Nationwide Fund Advisors
Columbus,
Ohio
|
–
|
-$155K
|
-3,470
|
Closed
|
|
|
212
|
Tuttle Capital Management
Riverside,
Connecticut
|
–
|
-$118K
|
-2,640
|
Closed
|
|
|
213
|
Kanaly Trust
Houston,
Texas
|
–
|
-$31K
|
-699
|
Closed
|
|
|
214
|
Crosspoint Capital Strategies
Orinda,
California
|
–
|
-$31K
|
-684
|
Closed
|
|
|
215
|
Compagnie Lombard Odier SCmA
1204 Geneva,
Switzerland
|
–
|
-$27K
|
-600
|
Closed
|
|
|
216
|
Carroll Financial Associates
Charlotte,
North Carolina
|
–
|
-$6K
|
-150
|
Closed
|
|
|
217
|
Donald L. Hagan LLC
Sarasota,
Florida
|
–
|
-$7K
|
-150
|
Closed
|
|
|
218
|
WFG Advisors
Dallas,
Texas
|
–
|
-$1K
|
-20
|
Closed
|
|
|
219
|
Simplex Trading
Chicago,
Illinois
|
–
|
+$595
|
+13
|
New
|
|
