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State Street SPDR Bloomberg Convertible Securities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Stephens Inc
151
Stephens Inc
Arkansas
– -$4.87M -104,101 Closed
SPL
152
Smart Portfolios LLC
Washington
– -$4.07M -87,051 Closed
SAM
153
Stringer Asset Management
Tennessee
– -$3.8M -81,244 Closed
HCM
154
HM Capital Management
Missouri
– -$1.21M -25,820 Closed
Managed Account Advisors
155
Managed Account Advisors
New Jersey
– -$1.17M -25,121 Closed
Susquehanna International Group
156
Susquehanna International Group
Pennsylvania
– -$446K -9,280 Closed
GF
157
Gerstein Fisher
New York
– -$421K -9,000 Closed
Virtu KCG Holdings
158
Virtu KCG Holdings
New York
– -$256K -5,488 Closed
Banque Pictet & Cie
159
Banque Pictet & Cie
Switzerland
– -$234K -5,000 Closed
MSL
160
Mackay Shields LLC
New York
– -$222K -4,760 Closed
Veritable
161
Veritable
Delaware
– -$51K -1,096 Closed
Advisory Services Network
162
Advisory Services Network
Georgia
– -$34K -718 Closed
ACM
163
Aviance Capital Management
Florida
– -$31K -660 Closed
Whittier Trust
164
Whittier Trust
California
– -$8K -175 Closed