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State Street SPDR Bloomberg Convertible Securities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
TFA
526
Tranquilli Financial Advisor
New Jersey
– -$297K -3,584 Closed
DY
527
Dowling & Yahnke
California
– -$289K -3,479 Closed
Cerity Partners
528
Cerity Partners
New York
– -$287K -3,459 Closed
VCM
529
Virtue Capital Management
Tennessee
– -$283K -3,413 Closed
BBA
530
Braun-Bostich & Associates
Pennsylvania
– -$236K -3,029 Closed
MWM
531
Meridian Wealth Management
Kentucky
– -$244K -2,940 Closed
PMG
532
ProVise Management Group
Florida
– -$239K -2,883 Closed
CAP
533
Columbia Advisory Partners
Washington
– -$237K -2,862 Closed
SW
534
StrongBox Wealth
Missouri
– -$233K -2,811 Closed
BTWM
535
Baker Tilly Wealth Management
Wisconsin
– -$233K -2,810 Closed
Thrivent Financial for Lutherans
536
Thrivent Financial for Lutherans
Minnesota
– -$243K -2,804 Closed
CPSAC
537
Chas P. Smith & Associates (CPS)
Florida
– -$220K -2,655 Closed
IFWM
538
Institute for Wealth Management
Colorado
– -$220K -2,653 Closed
CAM
539
Chandler Asset Management
California
– -$220K -2,650 Closed
CIBC World Market
540
CIBC World Market
Ontario, Canada
– -$209K -2,519 Closed
MFW
541
Meristem Family Wealth
Minnesota
– -$207K -2,500 Closed
KCFA
542
Key Client Fiduciary Advisors
New Jersey
– -$206K -2,480 Closed
DZ Bank
543
DZ Bank
Germany
– -$189K -2,280 Closed
ACM
544
Absolute Capital Management
Pennsylvania
– -$157K -1,898 Closed
ED
545
Exane Derivatives
France
– -$151K -1,819 Closed
DWP
546
Destiny Wealth Partners
Florida
– -$129K -1,551 Closed
MAM
547
Meeder Asset Management
Ohio
– -$73K -876 Closed
RPCONE
548
Retirement Planning Company of New England
Rhode Island
– -$50K -611 Closed
OA
549
Operose Advisors
Wisconsin
– -$50K -605 Closed
FHA
550
First Horizon Advisors
Tennessee
– -$38K -477 Closed