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State Street SPDR Bloomberg Convertible Securities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CS
501
Credit Suisse
Switzerland
– -$1.3M -15,000 Closed
JWCA
502
J.W. Cole Advisors
Florida
– -$1.07M -12,339 Closed
GC
503
Grace Capital
Massachusetts
– -$540K -12,213 Closed
AIP
504
Almanack Investment Partners
Pennsylvania
– -$719K -8,291 Closed
FFS
505
Founders Financial Securities
Maryland
– -$603K -6,953 Closed
GIA
506
Gladstone Institutional Advisory
Florida
– -$593K -6,841 Closed
AAS
507
Avantax Advisory Services
Texas
– -$429K -4,901 Closed
LPT
508
Legacy Private Trust
Wisconsin
– -$330K -3,800 Closed
HIMC
509
Heritage Investors Management Corp
Maryland
– -$279K -3,218 Closed
CIBC Private Wealth Group
510
CIBC Private Wealth Group
Georgia
– -$267K -3,083 Closed
MNBTD
511
Moody National Bank Trust Division
Texas
– -$256K -2,957 Closed
HCM
512
Hodges Capital Management
Texas
– -$244K -2,816 Closed
LWAC
513
Laurel Wealth Advisors (California)
California
– -$226K -2,608 Closed
BCM
514
Brasada Capital Management
Texas
– -$226K -2,603 Closed
CIBC World Market
515
CIBC World Market
Ontario, Canada
– -$219K -2,529 Closed
MCWS
516
McKinley Carter Wealth Services
West Virginia
– -$200K -2,302 Closed
EDRH
517
Edmond de Rothschild Holding
Switzerland
– -$130K -1,500 Closed
LSA
518
Lion Street Advisors
Texas
– -$52K -600 Closed
MPWT
519
MassMutual Private Wealth & Trust
Connecticut
– -$50K -576 Closed
SB
520
Strategic Blueprint
Georgia
– -$44K -504 Closed
HPC
521
HM Payson & Co
Maine
– -$35K -405 Closed
CA
522
Clearstead Advisors
Ohio
– -$31K -360 Closed
LWM
523
Liberty Wealth Management
California
– -$4K -355 Closed
APC
524
Aspire Private Capital
North Carolina
– -$31K -353 Closed
TFS
525
TrustCore Financial Services
Tennessee
– -$26K -300 Closed