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State Street SPDR Bloomberg Convertible Securities ETF
CWB

Name Holding Trade Value Shares
Change 		Change in
Stake
ECA
476
Elevation Capital Advisory
Oregon
– -$5.54M -71,135 Closed
TC
477
TownSquare Capital
Utah
– -$5.34M -68,553 Closed
RSWM
478
Robertson Stephens Wealth Management
California
– -$5.34M -68,525 Closed
SAM
479
Synergy Asset Management
Washington
– -$4.88M -62,579 Closed
LSC
480
Logan Stone Capital
Illinois
– -$4.71M -60,432 Closed
AFWM
481
AMJ Financial Wealth Management
Virginia
– -$4M -51,338 Closed
NFG
482
Norris Financial Group
South Carolina
– -$3.96M -50,839 Closed
SC
483
Sykon Capital
New York
– -$3.86M -49,593 Closed
Capstone Investment Advisors
484
Capstone Investment Advisors
New York
– -$3.01M -38,601 Closed
AWAU
485
Alliance Wealth Advisors (Utah)
Utah
– -$2.97M -38,178 Closed
PCA
486
Prosperity Capital Advisors
Ohio
– -$2.66M -34,109 Closed
WAM
487
WealthTrust Asset Management
Florida
– -$2.52M -32,332 Closed
BCM
488
BlueCrest Capital Management
Jersey
– -$2.48M -31,851 Closed
State of Tennessee, Department of Treasury
489
State of Tennessee, Department of Treasury
Tennessee
– -$2.29M -29,338 Closed
First Trust Advisors
490
First Trust Advisors
Illinois
– -$1.75M -22,423 Closed
TCMP
491
Thrive Capital Management (Pennsylvania)
Pennsylvania
– -$1.63M -20,885 Closed
HIM
492
Hanlon Investment Management
New Jersey
– -$1.6M -20,488 Closed
NL
493
NWAM LLC
Washington
– -$1.52M -19,571 Closed
Jane Street
494
Jane Street
New York
– -$1.41M -18,047 Closed
PCM
495
Prelude Capital Management
New York
– -$1.17M -15,000 Closed
DFCM
496
Dark Forest Capital Management
Puerto Rico
– -$1.14M -14,606 Closed
BCP
497
Blackhawk Capital Partners
Wisconsin
– -$1.04M -13,317 Closed
Calamos Advisors
498
Calamos Advisors
Illinois
– -$1.01M -13,015 Closed
ETC
499
Exchange Traded Concepts
Oklahoma
– -$1.01M -12,975 Closed
AIA
500
Arrow Investment Advisors
Maryland
– -$951K -12,416 Closed
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