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State Street SPDR Bloomberg Convertible Securities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
MassMutual Private Wealth & Trust
476
MassMutual Private Wealth & Trust
Connecticut
$5K +$4.59K +60 New
NC
477
NewSquare Capital
Pennsylvania
$4K -$9.56K -125 -73%
Ancora Advisors
478
Ancora Advisors
Ohio
$4K – – –
LPWM
479
Lake Point Wealth Management
Texas
$4K – – –
Allworth Financial
480
Allworth Financial
California
$4K +$3.83K +50 New
Montag & Associates
481
Montag & Associates
Georgia
$2K – – –
TFA
482
Toth Financial Advisory
Virginia
$2K – – –
WWP
483
WR Wealth Planners
Missouri
$1.54K +$1.53K +20 New
1IA
484
1834 Investment Advisors
Wisconsin
$1K – – –
NFSG
485
Newbridge Financial Services Group
Florida
$1K – – –
TFA
486
Transamerica Financial Advisors
Florida
$1K – – –
GIA
487
Goodwin Investment Advisory
Georgia
$1K +$1.22K +16 New
Howard Capital Management
488
Howard Capital Management
Georgia
– -$143M -1,515,069 Closed
Parallax Volatility Advisers
489
Parallax Volatility Advisers
California
– -$23.3M -280,455 Closed
Horizon Investments
490
Horizon Investments
North Carolina
– -$8.92M -107,574 Closed
MIM
491
Morningstar Investment Management
Illinois
– -$8.42M -101,460 Closed
American Century Companies
492
American Century Companies
Missouri
– -$7.49M -90,324 Closed
EC
493
Elequin Capital
New York
– -$6.9M -83,152 Closed
PFS Investments
494
PFS Investments
Georgia
– -$5.93M -71,542 Closed
IAIM
495
International Assets Investment Management
Florida
– -$3.57M -63,466 Closed
MSL
496
Mackay Shields LLC
New York
– -$3.9M -46,957 Closed
PBT
497
Pictet Bank & Trust
Bahamas
– -$2.93M -35,370 Closed
AFWM
498
AMJ Financial Wealth Management
Virginia
– -$2.81M -33,866 Closed
CWM
499
Centric Wealth Management
Illinois
– -$2.56M -30,909 Closed
ACM
500
Anfield Capital Management
California
– -$2.07M -24,993 Closed