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State Street SPDR Bloomberg Convertible Securities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
PK
476
Pflug Koory
Nebraska
$6K +$6.66K +77 New
Ancora Advisors
477
Ancora Advisors
Ohio
$5K -$6.05K -70 -56%
TFGT
478
TS Financial Group (TSFG)
Illinois
$5K – – –
TFA
479
Toth Financial Advisory
Virginia
$2K – – –
Montag & Associates
480
Montag & Associates
Georgia
$2K +$2.16K +25 New
BW
481
Bison Wealth
Georgia
$2K +$2.33K +27 New
DWA
482
Dorsey Wright & Associates
California
$1.44K -$376K -4,350 -20%
TFA
483
Transamerica Financial Advisors
Florida
$1K -$32.9K -380 -98%
Simplicity Solutions
484
Simplicity Solutions
Minnesota
– -$62.9M -759,721 Closed
State Street
485
State Street
Massachusetts
– -$33.3M -401,794 Closed
SG Americas Securities
486
SG Americas Securities
New York
– -$28.4M -342,665 Closed
GIM
487
Goelzer Investment Management
Indiana
– -$10.7M -128,766 Closed
GFG
488
Greystone Financial Group
Michigan
– -$9.54M -105,185 Closed
BHWA
489
Beacon Harbor Wealth Advisors
Virginia
– -$8.31M -100,357 Closed
TC
490
Trilogy Capital
California
– -$7.67M -92,707 Closed
Bank of Nova Scotia
491
Bank of Nova Scotia
Ontario, Canada
– -$6.14M -74,200 Closed
AG
492
Appleton Group
Wisconsin
– -$5.37M -64,818 Closed
Citadel Advisors
493
Citadel Advisors
Florida
– -$5.34M -61,739 Closed
State of Tennessee, Department of Treasury
494
State of Tennessee, Department of Treasury
Tennessee
– -$5.06M -61,100 Closed
FSA
495
Financial Services Advisory
Maryland
– -$4.85M -58,574 Closed
LSA
496
L & S Advisors
California
– -$3.1M -37,384 Closed
TW
497
Transform Wealth
Colorado
– -$2.89M -34,956 Closed
BSAM
498
Blue Sky Asset Management
Colorado
– -$2.95M -34,035 Closed
FI
499
FormulaFolio Investments
Michigan
– -$2.5M -30,219 Closed
QAM
500
Q3 Asset Management
Michigan
– -$2.44M -29,460 Closed