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State Street SPDR Bloomberg Convertible Securities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
DOA
326
D'Orazio & Associates
Virginia
$23K +$19.9K +371 +742%
Regions Financial Corp
327
Regions Financial Corp
Alabama
$22K +$22.4K +417 New
BWM
328
Baystate Wealth Management
Massachusetts
$20K +$16.2K +302 +296%
KIG
329
Kessler Investment Group
Indiana
$18K +$9.06K +169 +102%
AIM
330
Advantage Investment Management
Iowa
$17K -$52.6K -982 -76%
RCAG
331
Rehmann Capital Advisory Group
Michigan
$16.4K – – –
CAPTRUST Financial Advisors
332
CAPTRUST Financial Advisors
North Carolina
$14K – – –
AssetMark Inc
333
AssetMark Inc
California
$13K +$3.81K +71 +41%
Federation des caisses Desjardins du Quebec
334
Federation des caisses Desjardins du Quebec
Quebec, Canada
$11.3K – – –
AA
335
AlphaMark Advisors
Kentucky
$11K -$3.22K -60 -23%
Citizens Financial Group
336
Citizens Financial Group
Rhode Island
$7K +$6.49K +121 New
TFS
337
TrustCore Financial Services
Tennessee
$5K – – –
LFG
338
LifePlan Financial Group
Ohio
$5K +$4.82K +90 New
SFSG
339
Stearns Financial Services Group
North Carolina
$5K +$5.36K +100 New
CAGAS
340
Capital Advisory Group Advisory Services
Minnesota
$4K – – –
AIS
341
Accurate Investment Solutions
Pennsylvania
$4K +$3.59K +67 New
PMFA
342
Plante Moran Financial Advisors
Michigan
$3K – – –
BFC
343
Bedel Financial Consulting
Indiana
$2K – – –
MWM
344
MinichMacGregor Wealth Management
New York
$2K +$2.14K +40 New
RFM
345
Royal Fund Management
Florida
$1K -$16.3K -305 -92%
TFA
346
Toth Financial Advisory
Virginia
$1K – – –
EC
347
Estate Counselors
Wisconsin
– -$13.5M -254,330 Closed
Commerzbank Aktiengesellschaft
348
Commerzbank Aktiengesellschaft
Germany
– -$8.87M -167,200 Closed
NEIRG
349
New England Investment & Retirement Group
Massachusetts
– -$4.27M -80,608 Closed
UIA
350
UBP Investment Advisors
Switzerland
– -$3.03M -57,559 Closed