Citizens Financial Group’s SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-1,637	Closed	-$99K	–	402
2020 Q2	$99K	Hold	1,637	–	–	0.01%	364
2020 Q1	$78K	Buy	+1,637	New	+$78K	0.01%	357
2018 Q4	–	Sell	-121	Closed	-$7K	–	535
2018 Q3	$7K	Buy	+121	New	+$7K	﹤0.01%	442