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State Street SPDR Bloomberg Convertible Securities ETF

Name Holding Trade Value Shares
Change
Change in
Stake
DADC
301
D.A. Davidson & Co
Montana
$520K
KWA
302
KCS Wealth Advisory
California
$510K -$12.2K -162 -3%
KFI
303
Key Financial Inc
Pennsylvania
$509K +$66.3K +879 +17%
FFS
304
Founders Financial Securities
Maryland
$506K -$250K -3,306 -35%
ACM
305
Ascendant Capital Management
California
$497K +$453K +6,000 New
EIP
306
Ellis Investment Partners
Pennsylvania
$488K +$14K +186 +3%
KF
307
Krilogy Financial
Missouri
$484K -$19K -252 -4%
Bank of New York Mellon
308
Bank of New York Mellon
New York
$480K -$33.6K -445 -7%
EFS
309
Essex Financial Services
Connecticut
$480K -$14.5K -192 -3%
RIG
310
Ramiah Investment Group
Wisconsin
$477K -$4.15K -55 -0.9%
COF
311
Capital One Financial
Virginia
$475K -$405K -5,367 -48%
EWM
312
Evercore Wealth Management
New York
$473K
QCIG
313
Quad-Cities Investment Group
Iowa
$456K +$4.23K +56 +1%
GC
314
Grace Capital
Massachusetts
$450K -$17.9K -237 -4%
Calamos Advisors
315
Calamos Advisors
Illinois
$445K +$406K +5,375 New
CPA
316
Court Place Advisors
Maryland
$443K
Fidelity Investments
317
Fidelity Investments
Massachusetts
$441K +$44K +583 +12%
PWMAG
318
Pinnacle Wealth Management Advisory Group
New Jersey
$437K -$6.04K -80 -1%
OIA
319
OneDigital Investment Advisors
Kansas
$435K +$18.2K +241 +5%
CTFG
320
Capstone Triton Financial Group
Oklahoma
$435K +$397K +5,258 New
LGA
321
Lebenthal Global Advisors
New York
$434K +$396K +5,249 New
NFG
322
NewFocus Financial Group
Washington
$433K
RCA
323
Reitz Capital Advisors
Michigan
$429K -$15.1K -200 -4%
CST
324
Charles Schwab Trust
Nevada
$423K
IWC
325
Integrated Wealth Concepts
Massachusetts
$421K +$384K +5,084 New