NewFocus Financial Group’s State Street SPDR Bloomberg Convertible Securities ETF CWB Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	$433K	Hold	5,227	–	–	0.13%	90
2020 Q3	$360K	Hold	5,227	–	–	0.12%	91
2020 Q2	$316K	Buy	5,227 +299	+6%	+$16.4K	0.11%	92
2020 Q1	$236K	Sell	4,928 -1,067	-18%	-$58K	0.11%	87
2019 Q4	$333K	Buy	5,995 +370	+7%	+$19.9K	0.13%	84
2019 Q3	$295K	Hold	5,625	–	–	0.13%	84
2019 Q2	$297K	Buy	5,625 +21	+0.4%	+$1.1K	0.14%	76
2019 Q1	$293K	Hold	5,604	–	–	0.15%	71
2018 Q4	$262K	Hold	5,604	–	–	0.15%	72
2018 Q3	$302K	Hold	5,604	–	–	0.16%	64
2018 Q2	$297K	Hold	5,604	–	–	0.18%	60
2018 Q1	$290K	Buy	5,604 +375	+7%	+$19.5K	0.18%	59
2017 Q4	$265K	Hold	5,229	–	–	0.16%	64
2017 Q3	$267K	Buy	5,229 +679	+15%	+$34.4K	0.17%	61
2017 Q2	$226K	Hold	4,550	–	–	0.13%	66
2017 Q1	$219K	Buy	+4,550	New	+$215K	0.14%	61