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Capital Southwest

Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
76
JP Morgan Chase
New York
$86K -$106K -5,762 -54%
TRCT
77
Tower Research Capital (TRC)
New York
$78K +$80.5K +4,372 New
Group One Trading
78
Group One Trading
Illinois
$69.4K +$66.3K +3,603 +1,201%
WTA
79
Washington Trust Advisors
Massachusetts
$65.3K -$9.2K -500 -12%
CAL
80
Capital Analysts LLC
Pennsylvania
$48K – – –
PA
81
Parallel Advisors
California
$43.2K +$6.37K +346 +17%
TH
82
TCTC Holdings
Texas
$38K – – –
BAM
83
Belpointe Asset Management
Nevada
$27.3K -$8.15K -443 -22%
CFGS
84
Concourse Financial Group Securities
Alabama
$23.1K +$23.9K +1,300 New
NA
85
NewEdge Advisors
Louisiana
$14.2K – – –
AIP
86
Ahrens Investment Partners
Louisiana
$14.2K +$14.7K +800 New
S
87
SignatureFD
Georgia
$11.1K +$5.45K +296 +90%
TFA
88
Toth Financial Advisory
Virginia
$10.7K – – –
RI
89
Ridgewood Investments
New Jersey
$8.89K +$9.2K +500 New
Fidelity Investments
90
Fidelity Investments
Massachusetts
$8.15K +$8.43K +458 New
CIA
91
Cape Investment Advisory
Georgia
$7.11K +$7.36K +400 New
TF
92
Tompkins Financial
New York
$6.31K – – –
FWM
93
Focused Wealth Management
New York
$4.45K – – –
TWM
94
Tradition Wealth Management
Minnesota
$4K – – –
Citadel Advisors
95
Citadel Advisors
Florida
$2.7K -$4.18M -227,166 -100%
JFGIW
96
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$1.9K – – –
DAM
97
Delta Asset Management
Tennessee
$1.25K – – –
FSWA
98
Financial Synergies Wealth Advisors
Texas
$356 – – –
HNB
99
Huntington National Bank
Ohio
$36 – – –
Marshall Wace
100
Marshall Wace
United Kingdom
– -$3.28M -191,577 Closed