Carlyle Secured Lending
CGBD
105 hedge funds and large institutions have $162M invested in Carlyle Secured Lending in 2023 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 44 increasing their positions, 23 reducing their positions, and 8 closing their positions.
301% more call options, than puts
Call options by funds: $2.36M | Put options by funds: $588K
91% more repeat investments, than reductions
Existing positions increased: 44 | Existing positions reduced: 23
88% more first-time investments, than exits
New positions opened: 15 | Existing positions closed: 8
7% more funds holding
Funds holding: 98 → 105 (+7)
0.07% more ownership
Funds ownership: 21.96% → 22.03% (+0.07%)
0% less capital invested
Capital invested by funds: $162M → $162M (-$121K)
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
Top Buyers
| 1 |
LSV Asset Management
Chicago,
Illinois
|
+$2M |
| 2 |
Millennium Management
New York
|
+$1.14M |
| 3 |
Tudor Investment Corp
Stamford,
Connecticut
|
+$1.04M |
| 4 |
Macquarie Group
Sydney, NSW 2000,
Australia
|
+$967K |
| 5 |
VanEck Associates
New York
|
+$770K |
Top Sellers
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
101
Citigroup
New York
| $5.95K | +$5.54K | +370 | +925% |
|
|
QL
102
Quarry LP
New York
| $5.95K | +$6.14K | +410 | New |
|
103
Nomura Asset Management
Tokyo,
Japan
| $5.84K | – | – | – |
|
|
NS
104
NBC Securities
Birmingham,
Alabama
| $5K | +$5.99K | +400 | New |
|
|
AF
105
Advisornet Financial
Minnetonka,
Minnesota
| $408 | +$15 | +1 | +4% |
|
|
PI
106
Putnam Investments
Boston,
Massachusetts
| – | -$995K | -68,332 | Closed |
|
107
Mackenzie Financial
Toronto Ontario,
Ontario, Canada
| – | -$650K | -44,246 | Closed |
|
|
EGA
108
Eagle Global Advisors
Houston,
Texas
| – | -$349K | -23,960 | Closed |
|
|
ECM
109
ExodusPoint Capital Management
New York
| – | -$275K | -18,907 | Closed |
|
|
BRWA
110
B. Riley Wealth Advisors
Boca Raton,
Florida
| – | -$197K | -13,446 | Closed |
|
111
Nisa Investment Advisors
St. Louis,
Missouri
| – | -$172K | -11,800 | Closed |
|
|
QT
112
Quantbot Technologies
New York
| – | -$69.6K | -4,783 | Closed |
|
113
Simplex Trading
Chicago,
Illinois
| – | -$43.8K | -2,924 | Closed |
|
CGBD Hedge Fund Activity: Q3 2023 in Review
105 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Carlyle Secured Lending (CGBD) for Q3 2023, worth a combined $162M — down 0.07% from $162M a quarter earlier.
Buyers outnumbered sellers: 15 funds opened new CGBD positions and 8 closed out — a net gain of 7 holders — while 44 added to existing stakes and 23 trimmed.
The largest buyer was LSV Asset Management, adding an estimated $2M. The largest seller was Cresset Asset Management, cutting an estimated $1.64M.
- 105 institutional investors held Carlyle Secured Lending (CGBD) as of Q3 2023, up from 98 in Q2 2023.
- Funds reported $162M of Carlyle Secured Lending stock for Q3 2023, down 0.07% quarter-over-quarter.
- 15 funds opened new Carlyle Secured Lending positions in Q3 2023 and 8 closed out, a net change of +7 holders.
- The largest Carlyle Secured Lending buyer in Q3 2023 was LSV Asset Management, an estimated $2M added.
- The largest Carlyle Secured Lending seller in Q3 2023 was Cresset Asset Management, an estimated $1.64M sold.
Based on aggregated 13F filings for Q3 2023.