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Carlyle Secured Lending
CGBD

120 hedge funds and large institutions have $219M invested in Carlyle Secured Lending in 2023 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 45 increasing their positions, 27 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

215% more call options, than puts

Call options by funds: $4.07M | Put options by funds: $1.29M

213% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 8

67% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 27

35% more capital invested

Capital invested by funds: $162M → $219M (+$56.5M)

14% more funds holding

Funds holding: 105 → 120 (+15)

6.76% more ownership

Funds ownership: 22.03% → 28.79% (+6.8%)

Holders
120
Holders Change
+15
Holders Change %
+14.29%
% of All Funds
1.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
25
Increased
45
Reduced
27
Closed
8
Calls
$4.07M
Puts
$1.29M
Net Calls
+$2.78M
Net Calls Change
+$1.01M

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
+$30.9M
2
Bank of America
Bank of America
North Carolina
+$6.48M
3
Millennium Management
Millennium Management
New York
+$4.67M
4
Goldman Sachs
Goldman Sachs
New York
+$1.58M
5
VanEck Associates
VanEck Associates
New York
+$1.3M

Top Sellers

1
LSV Asset Management
LSV Asset Management
Illinois
-$1.23M
2
IAIM
International Assets Investment Management
Florida
-$659K
3
CAM
Cresset Asset Management
Illinois
-$553K
4
YIH
Y-Intercept (HK)
Hong Kong
-$389K
5
HWAM
Hennion & Walsh Asset Management
New Jersey
-$359K
Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
76
Wells Fargo
California
$261K -$56.3K -3,871 -18%
GA
77
GFS Advisors
Texas
$254K – – –
IFG
78
Independent Financial Group
California
$246K – – –
GC
79
Guggenheim Capital
Illinois
$220K -$9.31K -640 -4%
VF
80
Virtu Financial
New York
$203K +$198K +13,596 New
CAPTRUST Financial Advisors
81
CAPTRUST Financial Advisors
North Carolina
$199K +$21.8K +1,500 +13%
Lazard Asset Management
82
Lazard Asset Management
New York
$195K +$10.5K +719 +6%
Comerica Bank
83
Comerica Bank
Texas
$189K +$509 +35 +0.3%
Susquehanna International Group
84
Susquehanna International Group
Pennsylvania
$181K +$176K +12,112 New
HWM
85
HB Wealth Management
Georgia
$176K – – –
BPA
86
Beacon Pointe Advisors
California
$175K -$296K -20,350 -64%
ECG
87
Edge Capital Group
Georgia
$169K – – –
MW
88
Marcum Wealth
Ohio
$169K – – –
GC
89
Grimes & Company
Massachusetts
$167K -$6.33K -435 -4%
Squarepoint
90
Squarepoint
New York
$167K +$162K +11,135 New
GVAG
91
Great Valley Advisor Group
Delaware
$166K – – –
Cetera Investment Advisers
92
Cetera Investment Advisers
Illinois
$151K +$147K +10,105 New
SPIA
93
Steward Partners Investment Advisory
New York
$132K +$66.2K +4,555 +106%
SS
94
Sunbelt Securities
Texas
$132K – – –
PI
95
PEAK6 Investments
Illinois
$121K -$33.3K -2,293 -22%
QT
96
Quantbot Technologies
New York
$115K +$112K +7,697 New
ECM
97
EMC Capital Management
Texas
$86K – – –
TAM
98
Tucker Asset Management
Colorado
$80.1K +$77.9K +5,357 New
CIA
99
Cape Investment Advisory
Georgia
$76.2K +$74.1K +5,096 New
HIA
100
Harbor Investment Advisory
Maryland
$63K -$24.5K -1,682 -29%
2 3
4
5 6

CGBD Hedge Fund Activity: Q4 2023 in Review

120 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Carlyle Secured Lending (CGBD) for Q4 2023, worth a combined $219M — up 35% from $162M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new CGBD positions and 8 closed out — a net gain of 17 holders — while 45 added to existing stakes and 27 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $30.9M. The largest seller was LSV Asset Management, cutting an estimated $1.23M.

  • 120 institutional investors held Carlyle Secured Lending (CGBD) as of Q4 2023, up from 105 in Q3 2023.
  • Funds reported $219M of Carlyle Secured Lending stock for Q4 2023, up 35% quarter-over-quarter.
  • 25 funds opened new Carlyle Secured Lending positions in Q4 2023 and 8 closed out, a net change of +17 holders.
  • The largest Carlyle Secured Lending buyer in Q4 2023 was Morgan Stanley, an estimated $30.9M added.
  • The largest Carlyle Secured Lending seller in Q4 2023 was LSV Asset Management, an estimated $1.23M sold.

Based on aggregated 13F filings for Q4 2023.