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Carlyle Secured Lending
CGBD

96 hedge funds and large institutions have $169M invested in Carlyle Secured Lending in 2021 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 40 increasing their positions, 21 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

90% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 21

83% more call options, than puts

Call options by funds: $715K | Put options by funds: $391K

1% more funds holding

Funds holding: 95 → 96 (+1)

7% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 14

3% less capital invested

Capital invested by funds: $175M → $169M (-$5.93M)

1.14% less ownership

Funds ownership: 24.12% → 22.98% (-1.1%)

Holders
96
Holders Change
+1
Holders Change %
+1.05%
% of All Funds
1.48%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
40
Reduced
21
Closed
14
Calls
$715K
Puts
$391K
Net Calls
+$324K
Net Calls Change
+$19K

Top Buyers

1
LSV Asset Management
LSV Asset Management
Illinois
+$5.52M
2
Citadel Advisors
Citadel Advisors
Florida
+$2.27M
3
Marshall Wace
Marshall Wace
United Kingdom
+$1.46M
4
Morgan Stanley
Morgan Stanley
New York
+$996K
5
CHAM
Clear Harbor Asset Management
Connecticut
+$732K

Top Sellers

1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$9.41M
2
Ameriprise
Ameriprise
Minnesota
-$7.43M
3
Truist Financial
Truist Financial
North Carolina
-$4.69M
4
Invesco
Invesco
Georgia
-$1.63M
5
FCM
FJ Capital Management
Virginia
-$1.22M
Name Holding Trade Value Shares
Change 		Change in
Stake
WA
76
WealthTrust Axiom
Pennsylvania
$193K -$252K -18,200 -56%
RIG
77
Roosevelt Investment Group
New York
$185K -$90.3K -6,519 -33%
BRWA
78
B. Riley Wealth Advisors
Florida
$166K +$4.72K +341 +3%
Comerica Bank
79
Comerica Bank
Texas
$160K – – –
ECG
80
Edge Capital Group
Georgia
$155K – – –
MW
81
Marcum Wealth
Ohio
$155K – – –
JMPWA
82
JP Morgan Private Wealth Advisors
California
$152K – – –
BFM
83
Boothbay Fund Management
New York
$149K +$150K +10,850 New
SCFS
84
S.C. Financial Services
Arizona
$143K +$138K +10,000 New
William Blair & Company
85
William Blair & Company
Illinois
$137K – – –
Wells Fargo
86
Wells Fargo
California
$104K +$36.2K +2,617 +53%
PI
87
PEAK6 Investments
Illinois
$86K -$13.7K -990 -14%
IA
88
IFP Advisors
Florida
$63K – – –
FFWM
89
Future Financial Wealth Management
Ohio
$55K +$55.4K +4,000 New
SPIA
90
Steward Partners Investment Advisory
New York
$52K -$3.57K -258 -6%
QT
91
Quantbot Technologies
New York
$42K +$4.16K +300 +11%
TWM
92
Tradition Wealth Management
Minnesota
$33K +$540 +39 +2%
AWM
93
AllSquare Wealth Management
New York
$23K – – –
BC
94
Barnett & Company
Tennessee
$12K – – –
SIS
95
Sound Income Strategies
Florida
$10K +$4.46K +322 +79%
BWM
96
Baystate Wealth Management
Massachusetts
$5K +$5.54K +400 New
Arrowstreet Capital
97
Arrowstreet Capital
Massachusetts
– -$9.41M -701,898 Closed
Ameriprise
98
Ameriprise
Minnesota
– -$7.43M -554,387 Closed
FCM
99
FJ Capital Management
Virginia
– -$1.22M -91,000 Closed
Susquehanna International Group
100
Susquehanna International Group
Pennsylvania
– -$796K -57,438 Closed
1 2 3
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CGBD Hedge Fund Activity: Q4 2021 in Review

96 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Carlyle Secured Lending (CGBD) for Q4 2021, worth a combined $169M — down 3.4% from $175M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new CGBD positions and 14 closed out — a net gain of 1 holder — while 40 added to existing stakes and 21 trimmed.

The largest buyer was LSV Asset Management, adding an estimated $5.52M. The largest seller was Arrowstreet Capital, exiting entirely with an estimated $9.41M sold.

  • 96 institutional investors held Carlyle Secured Lending (CGBD) as of Q4 2021, up from 95 in Q3 2021.
  • Funds reported $169M of Carlyle Secured Lending stock for Q4 2021, down 3.4% quarter-over-quarter.
  • 15 funds opened new Carlyle Secured Lending positions in Q4 2021 and 14 closed out, a net change of +1 holder.
  • The largest Carlyle Secured Lending buyer in Q4 2021 was LSV Asset Management, an estimated $5.52M added.
  • The largest Carlyle Secured Lending seller in Q4 2021 was Arrowstreet Capital, an estimated $9.41M sold.

Based on aggregated 13F filings for Q4 2021.