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Carlyle Secured Lending
CGBD

95 hedge funds and large institutions have $175M invested in Carlyle Secured Lending in 2021 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 29 increasing their positions, 24 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

110% more call options, than puts

Call options by funds: $582K | Put options by funds: $277K

45% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 11

21% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 24

6% more funds holding

Funds holding: 90 → 95 (+5)

0.79% less ownership

Funds ownership: 24.91% → 24.12% (-0.79%)

3% less capital invested

Capital invested by funds: $180M → $175M (-$4.93M)

Holders
95
Holders Change
+5
Holders Change %
+5.56%
% of All Funds
1.66%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
29
Reduced
24
Closed
11
Calls
$582K
Puts
$277K
Net Calls
+$305K
Net Calls Change
-$277K

Top Buyers

1
GF
Gries Financial
Ohio
+$3.36M
2
FCM
FJ Capital Management
Virginia
+$1.24M
3
Marshall Wace
Marshall Wace
United Kingdom
+$1.06M
4
LSV Asset Management
LSV Asset Management
Illinois
+$838K
5
HWAM
Hennion & Walsh Asset Management
New Jersey
+$735K

Top Sellers

1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$7.44M
2
HighTower Advisors
HighTower Advisors
Illinois
-$4.08M
3
Morgan Stanley
Morgan Stanley
New York
-$2.87M
4
Invesco
Invesco
Georgia
-$1.89M
5
VanEck Associates
VanEck Associates
New York
-$819K
Name Holding Trade Value Shares
Change 		Change in
Stake
BRWA
76
B. Riley Wealth Advisors
Florida
$157K +$3.78K +277 +2%
ECG
77
Edge Capital Group
Georgia
$152K – – –
MW
78
Marcum Wealth
Ohio
$152K – – –
Cetera Investment Advisers
79
Cetera Investment Advisers
Illinois
$151K – – –
JMPWA
80
JP Morgan Private Wealth Advisors
California
$149K +$152K +11,100 New
William Blair & Company
81
William Blair & Company
Illinois
$134K -$68.3K -5,000 -33%
PI
82
PEAK6 Investments
Illinois
$97K +$99.2K +7,268 New
Wells Fargo
83
Wells Fargo
California
$67K +$37.1K +2,716 +120%
IA
84
IFP Advisors
Florida
$62K – – –
SPIA
85
Steward Partners Investment Advisory
New York
$54K – – –
QT
86
Quantbot Technologies
New York
$37K +$38.2K +2,800 New
S
87
SignatureFD
Georgia
$36K – – –
TWM
88
Tradition Wealth Management
Minnesota
$32K +$533 +39 +2%
FIA
89
FNY Investment Advisers
New York
$26K – – –
TRCT
90
Tower Research Capital (TRC)
New York
$25K +$25.9K +1,900 New
AWM
91
AllSquare Wealth Management
New York
$23K – – –
HI
92
Harbour Investments
Wisconsin
$15K +$410 +30 +3%
BC
93
Barnett & Company
Tennessee
$12K -$13.7K -1,000 -53%
ST
94
Smithfield Trust
Pennsylvania
$7K +$7.55K +553 New
SIS
95
Sound Income Strategies
Florida
$5K – – –
MSA
96
Marino Stram & Associates
Massachusetts
– -$461K -34,900 Closed
California Public Employees Retirement System
97
California Public Employees Retirement System
California
– -$372K -28,196 Closed
EGA
98
Eagle Global Advisors
Texas
– -$294K -22,280 Closed
SCA
99
Stillwater Capital Advisors
Pennsylvania
– -$277K -21,000 Closed
SSA
100
Schonfeld Strategic Advisors
New York
– -$265K -20,100 Closed
1 2 3
4
5

CGBD Hedge Fund Activity: Q3 2021 in Review

95 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Carlyle Secured Lending (CGBD) for Q3 2021, worth a combined $175M — down 2.7% from $180M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new CGBD positions and 11 closed out — a net gain of 5 holders — while 29 added to existing stakes and 24 trimmed.

The largest buyer was Gries Financial, opening a new position worth an estimated $3.36M. The largest seller was Arrowstreet Capital, cutting an estimated $7.44M.

  • 95 institutional investors held Carlyle Secured Lending (CGBD) as of Q3 2021, up from 90 in Q2 2021.
  • Funds reported $175M of Carlyle Secured Lending stock for Q3 2021, down 2.7% quarter-over-quarter.
  • 16 funds opened new Carlyle Secured Lending positions in Q3 2021 and 11 closed out, a net change of +5 holders.
  • The largest Carlyle Secured Lending buyer in Q3 2021 was Gries Financial, an estimated $3.36M added.
  • The largest Carlyle Secured Lending seller in Q3 2021 was Arrowstreet Capital, an estimated $7.44M sold.

Based on aggregated 13F filings for Q3 2021.