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Carlyle Secured Lending
CGBD

90 hedge funds and large institutions have $181M invested in Carlyle Secured Lending in 2021 Q1 according to their latest regulatory filings, with 13 funds opening new positions, 24 increasing their positions, 36 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more capital invested

Capital invested by funds: $140M → $181M (+$40.7M)

2% less funds holding

Funds holding: 92 → 90 (-2)

4.21% less ownership

Funds ownership: 29.14% → 24.93% (-4.2%)

13% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 15

33% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 36

Holders
90
Holders Change
-2
Holders Change %
-2.17%
% of All Funds
1.58%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
13
Increased
24
Reduced
36
Closed
15
Calls
$1.51M
Puts
–
Net Calls
+$1.51M
Net Calls Change
+$1.05M

Top Buyers

1
Invesco
Invesco
Georgia
+$2.05M
2
VanEck Associates
VanEck Associates
New York
+$1.61M
3
UBS Group
UBS Group
Switzerland
+$1.24M
4
LSV Asset Management
LSV Asset Management
Illinois
+$974K
5
CCM
Callodine Capital Management
Massachusetts
+$759K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
-$3.47M
2
Two Sigma Investments
Two Sigma Investments
New York
-$1.42M
3
HighTower Advisors
HighTower Advisors
Illinois
-$1.38M
4
Two Sigma Advisers
Two Sigma Advisers
New York
-$1.05M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$1.01M
Name Holding Trade Value Shares
Change 		Change in
Stake
BRWA
76
B. Riley Wealth Advisors
Florida
$140K +$135K +11,182 New
SPIA
77
Steward Partners Investment Advisory
New York
$139K +$78.6K +6,500 +160%
LPL Financial
78
LPL Financial
California
$134K +$123K +10,155 New
BC
79
Barnett & Company
Tennessee
$78K – – –
QT
80
Quantbot Technologies
New York
$75K +$69K +5,704 New
FIA
81
FNY Investment Advisers
New York
$73K +$19.4K +1,601 +40%
IA
82
IFP Advisors
Florida
$61K -$90.7K -7,500 -62%
TWM
83
Tradition Wealth Management
Minnesota
$30K +$532 +44 +2%
Wells Fargo
84
Wells Fargo
California
$30K +$13.7K +1,135 +101%
NFSG
85
Newbridge Financial Services Group
Florida
$26K – – –
AWM
86
AllSquare Wealth Management
New York
$22K +$6.05K +500 +42%
HI
87
Harbour Investments
Wisconsin
$14K +$13K +1,077 New
TRCT
88
Tower Research Capital (TRC)
New York
$12K -$4.21K -348 -27%
SIS
89
Sound Income Strategies
Florida
$8.39K – – –
Simplex Trading
90
Simplex Trading
Illinois
$3K +$2.26K +187 +398%
WFI
91
West Family Investments
California
– -$1.92K -187,000 Closed
BIM
92
Bogle Investment Management
Massachusetts
– -$594K -57,900 Closed
ECM
93
ExodusPoint Capital Management
New York
– -$412K -40,116 Closed
VF
94
Virtu Financial
New York
– -$347K -33,855 Closed
TI
95
Trexquant Investment
Connecticut
– -$214K -20,842 Closed
HF
96
HRT Financial
New York
– -$210K -20,494 Closed
SLG
97
Stanley-Laman Group
Pennsylvania
– -$208K -20,225 Closed
PP
98
Paloma Partners
Connecticut
– -$206K -20,078 Closed
Jane Street
99
Jane Street
New York
– -$182K -17,722 Closed
GCP
100
GSA Capital Partners
United Kingdom
– -$146K -14,226 Closed
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4
5

CGBD Hedge Fund Activity: Q1 2021 in Review

90 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Carlyle Secured Lending (CGBD) for Q1 2021, worth a combined $181M — up 29% from $140M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of CGBD and 13 opened new positions — a net loss of 2 holders — while 36 trimmed existing stakes and 24 added.

The largest buyer was Invesco, adding an estimated $2.05M. The largest seller was Morgan Stanley, cutting an estimated $3.47M.

  • 90 institutional investors held Carlyle Secured Lending (CGBD) as of Q1 2021, down from 92 in Q4 2020.
  • Funds reported $181M of Carlyle Secured Lending stock for Q1 2021, up 29% quarter-over-quarter.
  • 13 funds opened new Carlyle Secured Lending positions in Q1 2021 and 15 closed out, a net change of -2 holders.
  • The largest Carlyle Secured Lending buyer in Q1 2021 was Invesco, an estimated $2.05M added.
  • The largest Carlyle Secured Lending seller in Q1 2021 was Morgan Stanley, an estimated $3.47M sold.

Based on aggregated 13F filings for Q1 2021.