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Carlyle Secured Lending

89 hedge funds and large institutions have $86.9M invested in Carlyle Secured Lending in 2020 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 24 increasing their positions, 28 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

19% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 16

1% more funds holding

Funds holding: 8889 (+1)

1.56% less ownership

Funds ownership: 30.27%28.71% (-1.6%)

14% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 28

64% less capital invested

Capital invested by funds: $241M → $86.9M (-$154M)

80% less call options, than puts

Call options by funds: $17K | Put options by funds: $84K

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
89
Holders Change
+1
Holders Change %
+1.14%
% of All Funds
1.96%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
19
Increased
24
Reduced
28
Closed
16
Calls
$17K
Puts
$84K
Net Calls
-$67K
Net Calls Change
+$87K
Name Holding Trade Value Shares
Change
Change in
Stake
SF
76
Synovus Financial
Georgia
$35K
S
77
SignatureFD
Georgia
$28K
TPCW
78
TD Private Client Wealth
New York
$27.5K +$62.3K +5,262 New
SQA
79
Simon Quick Advisors
New Jersey
$26K
Simplex Trading
80
Simplex Trading
Illinois
$19K +$44.6K +3,769 New
FANJ
81
Financial Architects (New Jersey)
New Jersey
$13K +$29.6K +2,500 New
UBS Group
82
UBS Group
Switzerland
$10K -$7.81M -659,959 -100%
AA
83
Advisory Alpha
Michigan
$7.16K -$12.4K -1,047 -45%
AWM
84
AllSquare Wealth Management
New York
$6K -$5.92K -500 -29%
QT
85
Quantbot Technologies
New York
$5K -$72.3K -6,110 -85%
SIS
86
Sound Income Strategies
Florida
$5K
ADL
87
Asset Dedication LLC
California
$1K
Citadel Advisors
88
Citadel Advisors
Florida
-$2.35M -175,738 Closed
JCM
89
Jag Capital Management
Missouri
-$1.02M -75,995 Closed
AM
90
Ares Management
California
-$745K -55,708 Closed
WHG
91
Westwood Holdings Group
Texas
-$437K -32,686 Closed
WAM
92
Wealthspire Advisors (Maryland)
Maryland
-$408K -30,476 Closed
AC
93
Abbrea Capital
California
-$365K -26,204 Closed
ARTA
94
A.R.T. Advisors
New York
-$348K -26,004 Closed
OAM
95
Oxford Asset Management
United Kingdom
-$297K -22,185 Closed
RTS
96
Round Table Services
New Jersey
-$196K -14,655 Closed
OR
97
Olympiad Research
Connecticut
-$185K -13,860 Closed
Cerity Partners
98
Cerity Partners
New York
-$175K -13,071 Closed
Allianz Asset Management
99
Allianz Asset Management
Germany
-$162K -12,083 Closed
PNC Financial Services Group
100
PNC Financial Services Group
Pennsylvania
-$116K -8,640 Closed

CGBD Hedge Fund Activity: Q1 2020 in Review

89 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Carlyle Secured Lending (CGBD) for Q1 2020, worth a combined $86.9M — down 64% from $241M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new CGBD positions and 16 closed out — a net gain of 3 holders — while 24 added to existing stakes and 28 trimmed.

The largest buyer was Sumitomo Mitsui Trust Group, opening a new position worth an estimated $4.28M. The largest seller was Morgan Stanley, cutting an estimated $9.17M.

  • 89 institutional investors held Carlyle Secured Lending (CGBD) as of Q1 2020, up from 88 in Q4 2019.
  • Funds reported $86.9M of Carlyle Secured Lending stock for Q1 2020, down 64% quarter-over-quarter.
  • 19 funds opened new Carlyle Secured Lending positions in Q1 2020 and 16 closed out, a net change of +3 holders.
  • The largest Carlyle Secured Lending buyer in Q1 2020 was Sumitomo Mitsui Trust Group, an estimated $4.28M added.
  • The largest Carlyle Secured Lending seller in Q1 2020 was Morgan Stanley, an estimated $9.17M sold.

Based on aggregated 13F filings for Q1 2020.