We are live on ! Find out more
CGBD icon

Carlyle Secured Lending
CGBD

95 hedge funds and large institutions have $175M invested in Carlyle Secured Lending in 2021 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 29 increasing their positions, 24 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

110% more call options, than puts

Call options by funds: $582K | Put options by funds: $277K

45% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 11

21% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 24

6% more funds holding

Funds holding: 90 → 95 (+5)

0.79% less ownership

Funds ownership: 24.91% → 24.12% (-0.79%)

3% less capital invested

Capital invested by funds: $180M → $175M (-$4.93M)

Holders
95
Holders Change
+5
Holders Change %
+5.56%
% of All Funds
1.66%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
29
Reduced
24
Closed
11
Calls
$582K
Puts
$277K
Net Calls
+$305K
Net Calls Change
-$277K

Top Buyers

1
GF
Gries Financial
Ohio
+$3.36M
2
FCM
FJ Capital Management
Virginia
+$1.24M
3
Marshall Wace
Marshall Wace
United Kingdom
+$1.06M
4
LSV Asset Management
LSV Asset Management
Illinois
+$838K
5
HWAM
Hennion & Walsh Asset Management
New Jersey
+$735K

Top Sellers

1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$7.44M
2
HighTower Advisors
HighTower Advisors
Illinois
-$4.08M
3
Morgan Stanley
Morgan Stanley
New York
-$2.87M
4
Invesco
Invesco
Georgia
-$1.89M
5
VanEck Associates
VanEck Associates
New York
-$819K
Name Holding Trade Value Shares
Change 		Change in
Stake
YWP
51
YorkBridge Wealth Partners
New York
$468K – – –
Osaic Holdings
52
Osaic Holdings
Arizona
$466K -$31.7K -2,321 -6%
Acadian Asset Management
53
Acadian Asset Management
Massachusetts
$439K +$260K +19,040 +137%
WA
54
WealthTrust Axiom
Pennsylvania
$433K -$32.8K -2,400 -7%
GC
55
Guggenheim Capital
Illinois
$423K -$425K -31,142 -50%
Envestnet Asset Management
56
Envestnet Asset Management
Illinois
$385K – – –
PP
57
PDT Partners
New York
$371K -$6.25K -458 -2%
VCA
58
Verdence Capital Advisors
Maryland
$364K – – –
Rockefeller Capital Management
59
Rockefeller Capital Management
New York
$351K +$2.09K +153 +0.6%
QC
60
Quadrature Capital
United Kingdom
$349K +$354K +25,959 New
Stifel Financial
61
Stifel Financial
Missouri
$344K – – –
HF
62
HRT Financial
New York
$310K +$316K +23,131 New
RIG
63
Roosevelt Investment Group
New York
$268K -$14.7K -1,077 -5%
Canada Life
64
Canada Life
Manitoba, Canada
$243K +$1.93K +141 +0.8%
Cerity Partners
65
Cerity Partners
New York
$242K +$247K +18,064 New
Deutsche Bank
66
Deutsche Bank
Germany
$231K +$235K +17,226 New
LPL Financial
67
LPL Financial
California
$230K +$39K +2,856 +20%
HIA
68
Harbor Investment Advisory
Maryland
$225K +$229K +16,776 New
IFG
69
Independent Financial Group
California
$223K – – –
VF
70
Virtu Financial
New York
$219K +$223K +16,367 New
ECM
71
ExodusPoint Capital Management
New York
$213K +$217K +15,911 New
SWP
72
Stratos Wealth Partners
Ohio
$206K – – –
Commonwealth Equity Services
73
Commonwealth Equity Services
Massachusetts
$196K +$1.95K +143 +1%
Jane Street
74
Jane Street
New York
$178K +$182K +13,309 New
Comerica Bank
75
Comerica Bank
Texas
$161K – – –
1 2
3
4 5

CGBD Hedge Fund Activity: Q3 2021 in Review

95 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Carlyle Secured Lending (CGBD) for Q3 2021, worth a combined $175M — down 2.7% from $180M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new CGBD positions and 11 closed out — a net gain of 5 holders — while 29 added to existing stakes and 24 trimmed.

The largest buyer was Gries Financial, opening a new position worth an estimated $3.36M. The largest seller was Arrowstreet Capital, cutting an estimated $7.44M.

  • 95 institutional investors held Carlyle Secured Lending (CGBD) as of Q3 2021, up from 90 in Q2 2021.
  • Funds reported $175M of Carlyle Secured Lending stock for Q3 2021, down 2.7% quarter-over-quarter.
  • 16 funds opened new Carlyle Secured Lending positions in Q3 2021 and 11 closed out, a net change of +5 holders.
  • The largest Carlyle Secured Lending buyer in Q3 2021 was Gries Financial, an estimated $3.36M added.
  • The largest Carlyle Secured Lending seller in Q3 2021 was Arrowstreet Capital, an estimated $7.44M sold.

Based on aggregated 13F filings for Q3 2021.