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Carlyle Secured Lending
CGBD

Overview Fund Activity

94 hedge funds and large institutions have $175M invested in Carlyle Secured Lending in 2021 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 29 increasing their positions, 24 reducing their positions, and 11 closing their positions.

Holders
94
Holders Change
+5
Holders Change %
+5.62%
% of All Funds
1.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
29
Reduced
24
Closed
11
Calls
$582K
Puts
$277K
Net Calls
+$305K
Net Calls Change
-$277K

Top Buyers

1
GF
1
Gries Financial
Ohio
$3.3M
2
FCM
2
FJ Capital Management
Virginia
$1.22M
3
Marshall Wace
3
Marshall Wace
United Kingdom
$1.32M
4
LSV Asset Management
4
LSV Asset Management
Illinois
$1.9M
5
HWAM
5
Hennion & Walsh Asset Management
New Jersey
$4.09M

Top Sellers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$9.41M
2
HighTower Advisors
2
HighTower Advisors
Illinois
$2.8M
3
Morgan Stanley
3
Morgan Stanley
New York
$15.3M
4
Invesco
4
Invesco
Georgia
$15.8M
5
VanEck Associates
5
VanEck Associates
New York
$10.9M
Name Market Value Shares Shares
Change 		Shares
Change %
YWP
51
YorkBridge Wealth Partners
New York
$468K 34,900 – –
Osaic Holdings
52
Osaic Holdings
Arizona
$466K 34,733 -2,321 -6%
Acadian Asset Management
53
Acadian Asset Management
Massachusetts
$439K 32,982 +19,040 +137%
WA
54
WealthTrust Axiom
Pennsylvania
$433K 32,300 -2,400 -7%
GC
55
Guggenheim Capital
Illinois
$423K 31,519 -31,142 -50%
Envestnet Asset Management
56
Envestnet Asset Management
Illinois
$385K 28,716 – –
PP
57
PDT Partners
New York
$371K 27,698 -458 -2%
VCA
58
Verdence Capital Advisors
Maryland
$364K 27,121 – –
Rockefeller Capital Management
59
Rockefeller Capital Management
New York
$351K 26,210 +153 +0.6%
QC
60
Quadrature Capital
United Kingdom
$349K 25,959 +25,959 New
Stifel Financial
61
Stifel Financial
Missouri
$344K 25,622 – –
HF
62
HRT Financial
New York
$310K 23,131 +23,131 New
RIG
63
Roosevelt Investment Group
New York
$268K 20,009 -1,077 -5%
Canada Life
64
Canada Life
Manitoba, Canada
$243K 18,010 +141 +0.8%
Cerity Partners
65
Cerity Partners
New York
$242K 18,064 +18,064 New
Deutsche Bank
66
Deutsche Bank
Germany
$231K 17,226 +17,226 New
LPL Financial
67
LPL Financial
California
$230K 17,120 +2,856 +20%
HIA
68
Harbor Investment Advisory
Maryland
$225K 16,776 +16,776 New
VF
69
Virtu Financial
New York
$219K 16,367 +16,367 New
ECM
70
ExodusPoint Capital Management
New York
$213K 15,911 +15,911 New
SWP
71
Stratos Wealth Partners
Ohio
$206K 15,350 – –
Commonwealth Equity Services
72
Commonwealth Equity Services
Massachusetts
$196K 14,654 +143 +1%
Jane Street
73
Jane Street
New York
$178K 13,309 +13,309 New
Comerica Bank
74
Comerica Bank
Texas
$161K 11,385 – –
BRWA
75
B. Riley Wealth Advisors
Florida
$157K 11,728 +277 +2%
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3
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