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Carlyle Secured Lending

89 hedge funds and large institutions have $86.9M invested in Carlyle Secured Lending in 2020 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 24 increasing their positions, 28 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

19% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 16

1% more funds holding

Funds holding: 8889 (+1)

1.56% less ownership

Funds ownership: 30.27%28.71% (-1.6%)

14% less repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 28

64% less capital invested

Capital invested by funds: $241M → $86.9M (-$154M)

80% less call options, than puts

Call options by funds: $17K | Put options by funds: $84K

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
89
Holders Change
+1
Holders Change %
+1.14%
% of All Funds
1.96%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
19
Increased
24
Reduced
28
Closed
16
Calls
$17K
Puts
$84K
Net Calls
-$67K
Net Calls Change
+$87K
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
51
Royal Bank of Canada
Ontario, Canada
$111K -$47.2K -3,985 -16%
SLG
52
Stanley-Laman Group
Pennsylvania
$106K
PP
53
Paloma Partners
Connecticut
$103K +$60.4K +5,099 +35%
First Trust Advisors
54
First Trust Advisors
Illinois
$100K -$599K -50,576 -73%
Victory Capital Management
55
Victory Capital Management
Texas
$98K +$69.2K +5,844 +46%
Canada Life
56
Canada Life
Manitoba, Canada
$94K -$6.76K -571 -3%
TRCT
57
Tower Research Capital (TRC)
New York
$93K +$173K +14,586 +462%
P
58
&Partners
Tennessee
$88K +$23.7K +2,000 +14%
IFG
59
Independent Financial Group
California
$76.9K +$174K +14,729 New
Jane Street
60
Jane Street
New York
$76K +$173K +14,641 New
IA
61
IFP Advisors
Florida
$75K
KeyBank National Association
62
KeyBank National Association
Ohio
$74K
PAMG
63
Patton Albertson Miller Group
Tennessee
$72K +$163K +13,750 New
MGIA
64
Moneta Group Investment Advisors
Missouri
$69K +$156K +13,218 New
Envestnet Asset Management
65
Envestnet Asset Management
Illinois
$68K +$153K +12,957 New
BC
66
Barnett & Company
Tennessee
$65K
LC
67
Lindbrook Capital
California
$60K
ECG
68
Edge Capital Group
Georgia
$59K
Commonwealth Equity Services
69
Commonwealth Equity Services
Massachusetts
$58K -$84.6K -7,150 -39%
AIP
70
Almanack Investment Partners
Pennsylvania
$58K +$123K +10,369 New
DTL
71
Dynamic Technology Lab
Singapore
$56K +$128K +10,790 New
Goldman Sachs
72
Goldman Sachs
New York
$54K -$143K -12,109 -54%
CBA
73
Coastal Bridge Advisors
Connecticut
$53K +$121K +10,210 New
Rockefeller Capital Management
74
Rockefeller Capital Management
New York
$45K +$91.2K +7,703 +863%
Wells Fargo
75
Wells Fargo
California
$38K -$47.3K -3,999 -35%

CGBD Hedge Fund Activity: Q1 2020 in Review

89 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Carlyle Secured Lending (CGBD) for Q1 2020, worth a combined $86.9M — down 64% from $241M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new CGBD positions and 16 closed out — a net gain of 3 holders — while 24 added to existing stakes and 28 trimmed.

The largest buyer was Sumitomo Mitsui Trust Group, opening a new position worth an estimated $4.28M. The largest seller was Morgan Stanley, cutting an estimated $9.17M.

  • 89 institutional investors held Carlyle Secured Lending (CGBD) as of Q1 2020, up from 88 in Q4 2019.
  • Funds reported $86.9M of Carlyle Secured Lending stock for Q1 2020, down 64% quarter-over-quarter.
  • 19 funds opened new Carlyle Secured Lending positions in Q1 2020 and 16 closed out, a net change of +3 holders.
  • The largest Carlyle Secured Lending buyer in Q1 2020 was Sumitomo Mitsui Trust Group, an estimated $4.28M added.
  • The largest Carlyle Secured Lending seller in Q1 2020 was Morgan Stanley, an estimated $9.17M sold.

Based on aggregated 13F filings for Q1 2020.