First Trust Advisors’s Carlyle Secured Lending CGBD Stock Holding History

First Trust Advisors’s Portfolio CGBD Stock Details CGBD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-19,150	Closed	-$100K	–	2378
2020 Q1	$100K	Sell	19,150 -50,576	-73%	-$599K	﹤0.01%	2292
2019 Q4	$933K	Sell	69,726 -103,568	-60%	-$1.43M	﹤0.01%	1907
2019 Q3	$2.5M	Buy	173,294 +88,780	+105%	+$1.31M	﹤0.01%	1399
2019 Q2	$1.29M	Sell	84,514 -48,324	-36%	-$722K	﹤0.01%	1764
2019 Q1	$1.92M	Buy	132,838 +1,955	+1%	+$28.8K	﹤0.01%	1575
2018 Q4	$1.62M	Buy	+130,883	New	+$1.99M	﹤0.01%	1588

Other funds holding CGBD

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

D.E. Shaw & Co New York $210B AUM 57.28% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

WFI

West Family Investments Carlsbad, California $345M AUM 46.29% 1-Year Est. Return

First Trust Advisors's CGBD Position: Q2 2020 in Review

First Trust Advisors sold out of Carlyle Secured Lending (CGBD) in Q2 2020, closing a stake of 19,150 shares — an estimated $100K sold.

First Trust Advisors first reported a position in CGBD in Q4 2018 and held it in 6 quarters. The position peaked at $2.5M in Q3 2019. 82 funds tracked by Wall St. Rank hold CGBD as of Q2 2020.

First Trust Advisors reported no remaining Carlyle Secured Lending position as of Q2 2020 after selling out during the quarter.
First Trust Advisors sold 19,150 Carlyle Secured Lending shares in Q2 2020, an estimated $100K.
First Trust Advisors first reported a position in Carlyle Secured Lending in Q4 2018 and held it in 6 quarters.
First Trust Advisors's Carlyle Secured Lending position peaked at $2.5M in Q3 2019.
82 funds tracked by Wall St. Rank held Carlyle Secured Lending as of Q2 2020.

Based on First Trust Advisors's 13F filing for Q2 2020, filed 22 Jul 2020.